State v. M. Welch
State v. M. Welch, 2024 MT 321
Affirmed in part, reversed in part on December 31, 2024, in a 5 to 2 published opinion — 21 pages and 5,264 words across 2 writings .
Case
DA 23-0549
Opinion
majority, dissenting
Majority
Mike McGrath
13 pages · 3,266 words
Joined by
James Jeremiah Shea
Beth Baker
Dirk M. Sandefur
Jim Rice
Smog Index: 10.4
Gunning Fog Score: 9.1
Coleman Liau Index: 10.1
Spache Readability Score: 5
Average Syllables Per Word: 1.5
Average Words Per Sentence: 9.7
Flesch Kincaid Grade Level: 5.4
Automated Readability Index: 4.2
Flesch Kincaid Reading Ease: 73.6
Dale Chall Readability Score: 5.5
Dissenting
Ingrid Gustafson
8 pages · 1,998 words
Joined by
Laurie McKinnon
Smog Index: 11.8
Gunning Fog Score: 11.8
Coleman Liau Index: 11.6
Spache Readability Score: 5
Average Syllables Per Word: 1.6
Average Words Per Sentence: 12.5
Flesch Kincaid Grade Level: 7.7
Automated Readability Index: 6.7
Flesch Kincaid Reading Ease: 62.4
Dale Chall Readability Score: 5.9
Cited by
Full text
OCR’d from the filed PDF
Majority
Mike McGrath
12/31/2024
DA 23-0549
Case Number: DA 23-0549
IN THE SUPREME COURT OF THE STATE OF MONTANA
2024 MT 321
STATE OF MONTANA,
Plaintiff and Appellee,
v.
MATTHEW JASON WELCH,
Defendant and Appellant.
APPEAL FROM:
District Court of the Thirteenth Judicial District,
In and For the County of Yellowstone, Cause No. DC 20-1434
Honorable Donald Harris, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Tammy Hinderman, Appellate Defender, Jeff N. Wilson, Assistant
Appellate Defender, Helena, Montana
For Appellee:
Austin Knudsen, Montana Attorney General, Christine Hutchison,
Assistant Attorney General, Helena, Montana
Scott D. Twito, Yellowstone County Attorney, Margaret R. Gallagher,
Deputy County Attorney, Billings, Montana
Submitted on Briefs: December 11, 2024
Decided: December 31, 2024
Filed:
__________________________________________
Clerk
Chief Justice Mike McGrath delivered the Opinion of the Court.
¶1
Matthew Jason Welch appeals from a May 2, 2023 Order Denying Motion to
Withdraw Guilty Plea. The District Court held that there was no good cause for Welch to
withdraw his plea. We affirm in part and reverse in part.
¶2
We restate the issue on appeal as follows:
Did the District Court err when it found there was no good cause to withdraw
Welch’s guilty pleas?
FACTUAL AND PROCEDURAL BACKGROUND
¶3
On April 20, 2021, the State charged Welch by amended information with six counts
of Deceptive Practices, in violation of § 45-6-317, MCA, and four counts of Theft by
Deception, in violation of § 45-6-301(2)(a), MCA. As relevant here, a person convicted of
Deceptive Practices faces a prison term not to exceed three years if the value of the property
exceeds $1,500 but does not exceed $5,000. Section 45-6-317(2)(b), MCA.1 A person
convicted of Deceptive Practices where the value of the property exceeds $5,000 faces a
prison term not to exceed 10 years. Section 45-6-317(2)(c), MCA. Welch faced 10 years
for four of his Deceptive Practices charges and three years for two of the charges. A person
convicted of Theft faces a prison term not to exceed three years if the value of the property
exceeds $1,500 but does not exceed $5,000. Section 45-6-301(7)(b)(i), MCA. A person
convicted of Theft where the value of the property exceeds $5,000 faces a prison term not
1
The parties do not address the remaining statutory language allowing higher prison sentences for
second or third offenses of Deceptive Practices or Theft. See §§ 45-6-301(7)(b)(i), -317(2)(b),
MCA.
2
to exceed 10 years. Section 45-6-301(7)(b)(ii), MCA. Welch faced 10 years for two counts
of Theft by Deception and 3 years for two counts.
¶4
On January 20, 2022, the State and Welch entered a non-binding plea agreement
(Agreement) pursuant to § 46-12-211(1)(c), MCA, whereby Welch pleaded guilty to all
counts. A non-binding plea agreement pursuant to § 46-12-211(1)(c), and (2), MCA, does
not allow a defendant to withdraw their guilty plea because the court rejects the parties’
sentence recommendation. On the other hand, a binding plea agreement pursuant to
§ 46-12-211(1)(a)–(b), and (2)–(4), MCA, allows a defendant to withdraw their guilty plea
if the court rejects the plea agreement. See, e.g., State v. Collins, 2023 MT 78, ¶¶ 62–63,
412 Mont. 77, 528 P.3d 1106 (Sandefur, J., Dissenting).
¶5
Welch initialed 33 separate paragraphs of the Agreement, several of which are
particularly relevant to this appeal:
Paragraph 14: “I understand that a plea agreement is an agreement between a
Defendant and a Prosecutor that in exchange for a particular plea, the prosecutor
will recommend a particular sentence . . . .” (Emphasis added.)
Paragraph 15: “I understand that the Court may not participate in the making of such
an agreement nor is the Court bound by the Agreement pursuant to Mont. Code
Ann. § 46-12-211(1)(c).” (Emphasis in original.)
Paragraph 16: “I understand the Judge is not bound by any recommendations and
can impose any sentence up to the maximum penalties for the above-listed
offense(s). I understand I will not be allowed to withdraw my plea in the event the
Judge rejects this Agreement. I understand that if the Court rejects the sentencing
recommendation, I could be sentenced to the maximum punishments allowed by the
applicable laws.” (Emphasis added.)
Paragraph 17: “I understand that the sentence to be imposed is within the sole
discretion of the sentencing judge . . . .”
3
Paragraph 18: “I understand that if the Court does not impose the sentence
recommended by the Prosecutor, the Court is not required to allow me to withdraw
my plea of Guilty.”
Paragraph 22: “I have considered the most severe sentence that could be
imposed . . . .”
¶6
The first and second pages of the Agreement correctly indicated the maximum
possible prison sentences Welch faced for each count. Welch faced up to 10 years at
Montana State Prison (MSP) for six of the counts and up to three years MSP for the
remaining four counts for a total of 72 years MSP.
¶7
In exchange for his guilty plea, the parties agreed to recommend 10 years
Department of Corrections (DOC) commitment with five suspended for each of the 10
counts with counts one through five running concurrently to each other but consecutive to
counts six through ten. The State thus recommended a net sentence of 20 years DOC with
10 suspended. However, the recommendations were erroneous for the four counts that had
maximum three-year sentences.
¶8
The District Court sentenced Welch on March 1, 2022. The court rejected the
parties’ recommendations and sentenced Welch to 10 years MSP with 5 suspended for each
of the 10 counts, each of which was to run consecutively, for a net sentence of 50 years
MSP with 50 suspended.2 As relevant here, Welch appealed the four illegal sentences. We
dismissed the appeal based on a stipulation of the parties and remanded to the District Court
to, in pertinent part, resentence Welch on the four counts with maximum three-year
2
Welch pleaded guilty to a seventh Deceptive Practices charge. This charge was dropped at
sentencing because he had already been sentenced for the same conduct in another county. It will
not be discussed herein.
4
sentences “within the statutory parameters for those offenses.”
State v. Welch,
No. DA 22-0215, Order (Mont. Oct. 4, 2022).
¶9
Before resentencing, Welch moved the District Court to allow him to withdraw his
guilty plea to all 10 counts as involuntary, which the District Court denied.
At
resentencing, the District Court resentenced Welch only on the four illegal sentences,
leaving 30 years MSP with 30 suspended from the original lawful sentence on the
remaining six counts. The District Court resentenced Welch to 3 years DOC for each of
the four counts, all to run consecutively. In total, Welch had a net sentence of 30 years
MSP with 30 suspended and 12 years DOC.
¶10
Also relevant to the appeal now before us, the court’s original judgment ordered
restitution in Count Four of $6,362 and in Count Eleven of $5,078. However, the amended
judgment reflected restitution of $6,363 in Count Four and $6,249 in Count Eleven.
¶11
Welch appeals the denial of his motion to withdraw his guilty pleas and the
restitution ordered in the amended judgment for Counts Four and Eleven.
STANDARD OF REVIEW
¶12
We review a denial of a motion to withdraw a guilty plea de novo. State v. Warclub,
2005 MT 149, ¶ 17, 327 Mont. 352, 114 P.3d 254. Whether a plea was entered voluntarily
is a mixed question of law and fact that we review de novo. Warclub, ¶ 17.
5
DISCUSSION
¶13
Did the District Court err when it found there was no good cause to withdraw
Welch’s guilty pleas?
¶14
At any time within one year after the judgment becomes final, a district court may
permit a guilty plea to be withdrawn for good cause shown. Section 46-16-105(2), MCA.
“Good cause” includes the constitutional requirement that a guilty plea be voluntary and
intelligent. State v. Deserly, 2008 MT 242, ¶ 11, 344 Mont. 468, 188 P.3d 1057, overruled
in part on other grounds by State v. Brinson, 2009 MT 200, ¶ 9, 351 Mont. 136, 210 P.3d
164. “‘[A] plea of guilty entered by one fully aware of the direct consequences, including
the actual value of any commitments made to him by the court, prosecutor, or his own
counsel, must stand unless induced by . . . misrepresentation (including unfulfilled or
unfulfillable promises) . . . .’” Deserly, ¶ 12 (quoting Brady v. United States, 397 U.S.
742, 755, 90 S. Ct. 1463, 1472 (1970)) (emphasis added).
¶15
Welch argues that his guilty pleas were not voluntary because he was induced into
entering the guilty pleas by an illegal sentence that could not be performed due to its
illegality. In Deserly, we adopted a general rule from other jurisdictions: a defendant who
has entered a guilty plea pursuant to a plea bargain which contemplates a particular
sentence will be allowed to withdraw the guilty plea if it is subsequently determined that
the sentence is illegal or unauthorized. Deserly, ¶ 16.
There can be no plea bargain to an illegal sentence. Even when a defendant,
prosecutor, and court agree on a sentence, the court cannot give the sentence
effect if it is not authorized by law. Thus, when a defendant has entered a
plea bargain contemplating an illegal sentence, the defendant is generally
entitled to withdraw the guilty plea. Because the plea bargain is based on a
promise the trial court lacks authority to fulfill, and the defendant was
6
induced to plead guilty by that promise, plea withdrawal is necessary to
return the parties to their initial positions.
Deserly, ¶ 16 (quoting United States v. Greatwalker, 285 F.3d 727, 729–30 (8th Cir. 2002))
(emphasis added).
¶16
In Greatwalker, the court, the U.S. Attorney’s office, and the defendant agreed to a
binding 35-year sentence, notwithstanding that the statute dictated a sentence of either
death or life imprisonment for the offense. 285 F.3d at 728–29. “Greatwalker was induced
to plead guilty by the unfulfillable promise that he would receive a sentence below the
statutory minimum for his offense.” Greatwalker, 285 F.3d at 730 (emphasis added).
Nevertheless, Greatwalker recognized exceptions to the general rule, which we
acknowledged in Deserly, ¶¶ 21–22, but concluded were not necessary to apply there
because the State had already withdrawn from the plea agreement:
Withdrawal of the plea may be unnecessary when the agreed-on sentence
exceeds the sentence authorized by law and [(1)] the government accepts a
sentence reduced to the legal term, [(2)] when the sentence can be reconciled
with the plea agreement or otherwise corrected to give the defendant the
benefit of the bargain, or [(3)] when the defendant is willing to accept a legal
sentence in place of the promised one.
Deserly, ¶ 21 (quoting Greatwalker, 285 F.3d at 730) (emphasis added).
¶17
We hold that this case presents appropriate circumstances to adopt and apply the
first exception to the general rule that we acknowledged in Deserly. Both factors are easily
met here. The agreed upon sentence clearly exceeded the sentence authorized by law. And
the State accepts a sentence reduced from that agreed upon to one within the legal term.
¶18
The Dissent, ¶ 32, would change the plain meaning of the Greatwalker exceptions
by removing a comma between the first and second exceptions and adding an “and,”
7
effectively combining two disjunctive exceptions into one conjunctive exception. In
addition to changing the plain meaning of the three recognized exceptions, this
reinterpretation of the Greatwalker exceptions is in discord with other authority. In
Deserly, ¶¶ 16 and 21, we cited to an American Law Report collecting cases discussing the
general rule and its exceptions. See Christopher Vaeth, Guilty Plea as Affected by Fact
that Sentence Contemplated by Plea Bargain is Subsequently Determined to be Illegal or
Unauthorized, 87 A.L.R.4th 384 (1991). Section two of this report summarizes the
disjunctive aspect of the recognized exceptions. First, it discusses a situation where the
state “is given the option of retaining the conviction founded on the guilty plea by accepting
a sentence reduced to a legal term. . . . If the State does not exercise its option, then the
defendant is entitled to withdraw the guilty plea.” (Emphasis added.) It adds no other
requirements for this exception to apply. For example, in Sedell v. State, 224 So. 3d 885,
886 (Fla. Dist. Ct. App. 2017), the state and defendant agreed the negotiated sentences
were illegal because they exceeded the statutory maximums. Without discussion of any
other factors to apply, the court remanded to “impose sentences . . . within the statutory
maximum of fifteen years if the [s]tate agrees to resentencing. If the [s]tate does not agree,
then Sedell should be permitted to withdraw his plea.” Sedell, 224 So. 3d at 887 (emphasis
added); accord People v. Henderson, 145 A.D.2d 676, 677 (N.Y. App. Div. 1988) (no
breach of plea agreement where lesser sentence imposed than agreed to). The exception
requires only that the State agree to a reduced sentence within the court’s lawful authority.
The report then goes on to discuss other recognized exceptions, each under their own
section headings, including the exception the Dissent would like to combine here with the
8
first Greatwalker exception, which is its own, separate exception. See, e.g., In re Williams,
583 P.2d 1262 (Wash. Ct. App. 1978).
¶19
Welch argues that the first exception cannot be met because “the State had no choice
but to accept three-year sentences.” But that is not the case. The State could have
stipulated to Welch’s motion to withdraw his pleas. Or the State presumably could have
argued for a sentence of five years for Welch’s second conviction of Theft and Deceptive
Practices. See §§ 45-6-301(7)(b)(i), -317(2)(b), MCA (allowing a prison term “not to
exceed five years” for a person convicted of a second offense under each section);
see also State v. Strong, 2015 MT 251, ¶ 21, 380 Mont. 471, 356 P.3d 1078 (allowing
simultaneous stacked charges where statutory language did not require a prior conviction
but merely a “second or subsequent offense” as here). The State instead chose to accept a
sentence reduced from the one it agreed to recommend, which was within the court’s lawful
sentencing authority.
¶20
Welch also argues that the State’s acceptance of a lawful three-year sentence failed
to provide him any benefit he bargained for in the original plea agreement. This is also
inaccurate. The Dissent also takes issue with the perceived fact that Welch “received
nothing” in exchange for his guilty plea. Dissent, ¶¶ 34, 36, 38. However, the Dissent
correctly notes that “‘[w]hat occur[s] subsequent to [the] change of plea does not determine
whether the plea was voluntary at the time it was entered.’” Dissent, ¶ 30 (quoting Deserly,
¶ 18). Yet subsequent facts are what the Dissent relies upon to determine that Welch
received nothing in exchange for his guilty plea. We instead look at the benefits that Welch
sought—and received—from the State in exchange for his guilty plea. First, the parties
9
agreed to recommend 10 years DOC with five suspended for all counts where 10 years
MSP was the maximum sentence. A recommendation for a DOC sentence instead of an
MSP sentence can serve as a strong inducement for people in deciding to plead guilty.
See, e.g., State v. Bekemans, 2013 MT 11, ¶ 49, 368 Mont. 235, 293 P.3d 843 (highlighting
that an MSP sentence must be served in a prison facility whereas a DOC sentence may be
served someplace other than a prison facility).
The court rejected the State’s
recommendation of a DOC commitment. However, the court did suspend five years of
each count, which reduced Welch’s potential MSP sentence by 30 years. Additionally, the
State agreed to recommend—and did recommend—that the first five counts and the last
five counts would run concurrently but consecutive to each other.
The State also
recommended concurrent sentences at resentencing, continuing to give Welch the benefit
of his bargain. That the District Court chose to reject the State’s recommendation does not
deprive Welch of the benefit he bargained for and received, which was the State’s
sentencing recommendation. The State, rather than “offer[ing] nothing in return,” Dissent,
¶ 36, continued to provide Welch with the benefit of his bargain upon resentencing—
namely a recommendation of concurrent sentences and a DOC commitment. That the State
accepted the maximum three-year sentence does not deprive Welch of his other
bargained-for benefits or change the fact that the State was now recommending a lower
sentence than Welch agreed to accept.
¶21
As listed above, Welch was well aware that the court was not bound by the State’s
recommendations and could impose any lawful sentence, including that all counts could
run consecutive to each other, as the Agreement stated a minimum of four times.
10
Specifically, paragraphs 16 and 18 of the Agreement made clear that the court was not
bound by the State’s recommendations, and Welch would not be allowed to withdraw his
guilty plea if the court rejected it.
¶22
Nor, as Welch argues, does the first Greatwalker exception require Welch’s
agreement to apply. The defendant’s agreement is considered under the third Greatwalker
exception, which we do not rely upon here. There are only two requirements under the
first Greatwalker exception: (1) the parties agreed to a sentence in excess of that authorized
by law, and (2) the government accepts a sentence reduced to the legal term.
¶23
The Greatwalker exception makes logical sense. The general rule applies because
someone who pleads guilty in exchange for a term of years lower than a statutory minimum
is induced by such a promise. However, if a defendant would agree to a plea deal to
recommend a sentence higher than a statutory maximum, then they are unlikely to have
been induced to plead guilty by that longer sentence. Welch ignores that the general rule
stems from the fact that a defendant bargaining for an illegal sentence is generally induced
to do so by terms which are better than those authorized by law. Where that is not the case,
the logic of the general rule does not apply. Here, Welch agreed to a recommendation of
five years DOC with five years suspended (though ultimately a sentence unauthorized by
law). It follows that he would also agree to a recommended three-year DOC sentence.
Welch echoes this sentiment in briefing: “Of course [Welch] preferred a three-year
sentence over a ten-year sentence.” While there may be facts a defendant could show as
to why they were induced to plead guilty to a longer sentence rather than a shorter sentence,
this is not that case. Welch points to no facts that show he was induced to plead guilty by
11
a longer sentence than that ultimately recommended and accepted, which was a shorter,
lawful sentence. A maximum three-year sentence rather than the five-year sentence that
Welch originally agreed to put Welch in a better position than if his initial Agreement was
legally enforceable.
Ultimately, it was the judge that rejected the Agreement but
nevertheless imposed a sentence within the parameters of state law.
¶24
Finally, Welch and the State disagree on whether Welch preserved his ineffective
assistance of counsel (IAC) arguments from the District Court. Regardless, his argument
fails. Welch must show, in part, that but for counsel’s deficient performance, he would not
have entered a guilty plea. See State v. Prindle, 2013 MT 173, ¶ 17, 370 Mont. 478,
304 P.3d 712. For the same reasons as above, Welch has not shown that he would not have
entered a guilty plea if the State had agreed to recommend only a three-year sentence as
opposed to the five-year sentence for each of the four counts. Welch was not prejudiced
under these facts.
¶25
Welch also argues (and the State concedes) that we should remand to the District
Court to correct the restitution imposed in Counts Four and Eleven to reflect what the court
orally pronounced. We agree. See State v. Hammer, 2013 MT 203, ¶ 27, 371 Mont. 121,
305 P.3d 843. We remand to the District Court to amend the restitution in Counts Four
and Eleven consistent with its oral pronouncement.
CONCLUSION
¶26
Where a plea agreement contemplates a sentence in excess of statutory authority,
the State agrees to a reduced sentence, and the defendant cannot show that they were
12
induced by the longer sentence such that a shorter sentence would not have induced them
to plead guilty, there is no good cause to withdraw a guilty plea.
¶27
Affirmed in part and reversed in part. We remand to the District Court to correct
the Amended Judgment to reflect the appropriate restitution.
/S/ MIKE McGRATH
We Concur:
/S/ JAMES JEREMIAH SHEA
/S/ BETH BAKER
/S/ DIRK M. SANDEFUR
/S/ JIM RICE
Dissenting
Ingrid Gustafson
Justice Ingrid Gustafson, dissenting.
¶28
I dissent to the Court’s finding that there was no good cause for Welch to withdraw
his guilty plea. The State and District Court’s actions combined with evidence the
defendant did not understand the convolutedness of his case sufficiently establish a basis
for Welch to withdraw his plea.
¶29
Welch entered into a global plea agreement to resolve 10 charged offenses—six
counts of deceptive practices and four counts of theft by deception. Although the plea
agreement accurately set forth the potential penalties for each of the counts, the plea
agreement also provided for sentences in excess of the maximum penalty for four of the 10
counts. The District Court imposed sentences well beyond those recommended in the plea
agreement, well in excess of the maximum sentences allowed by law on four of the 10
counts, and when considered as a whole imposed sentences more commensurate with a
13
sentence for a violent assault or rape than for property offenses—50 years in MSP followed
by 50 years of probation. Appeal ensued and the parties stipulated to remand. Upon
remand, Welch sought to withdraw his guilty pleas. The District Court denied his motion
and ultimately sentenced Welch to the maximum sentence allowed by law for the four
counts of theft by deception.
¶30
Before judgment, a trial court may, “for good cause shown,” permit withdrawal of
a guilty plea and substitute it with a not guilty plea. Section 46-16-105(2), MCA. “ ‘Good
cause,’ as used in 46-16-105(2), MCA, includes the minimal constitutional requirement
that a guilty plea be voluntary and intelligent.” State v. Deserly, 2008 MT 242, ¶ 11, 344
Mont. 468, 188 P.3d 1057; see State v. Lone Elk, 2005 MT 56, ¶¶ 13, 17, 326 Mont. 214,
108 P.3d 500. In Lone Elk, we adopted the voluntariness standard set forth by the U.S.
Supreme Court in Brady v. United States, 397 U.S. 742, 755, 90 S. Ct. 1463, 1472 (1970):
If the court, the prosecutor, his own counsel, or some other party, induced the plea, however
slightly, by threats or promises; misrepresentation, including unfulfilled or unfulfillable
promises; or “promises . . . having no proper relationship to the prosecutor’s business (e.g.
bribes), that evidence indicates involuntariness.” Lone Elk, ¶ 21; Deserly, ¶ 15.
There can be no plea bargain to an illegal sentence. Even when a defendant,
prosecutor, and court agree on a sentence, the court cannot give the sentence
effect if it is not authorized by law. Thus, when a defendant has entered a
plea bargain contemplating an illegal sentence, the defendant is generally
entitled to withdraw the guilty plea. Because the plea bargain is based on a
promise the trial court lacks authority to fulfill, and the defendant was
induced to plead guilty by that promise, plea withdrawal is necessary to
return the parties to their initial positions.
14
Deserly, ¶ 16 (citing United States v. Greatwalker, 285 F.3d 727 (8th Cir. 2002)). In
determining whether a guilty plea is voluntary, we consider whether at the time it was
entered the defendant was induced to do so by any of the circumstances contemplated by
Brady and Lone Elk. “What occur[s] subsequent to [the] change of plea does not determine
whether the plea was voluntary at the time it was entered.” Deserly, ¶ 18.
¶31
There are exceptions to the general rule that the defendant is entitled to withdraw
his guilty plea if he entered the plea pursuant to a plea bargain which contemplated a
sentence subsequently determined to be illegal or unauthorized. Greatwalker, ¶ 21.
¶32
Greatwalker explains the exception to the general rule:
Withdrawal of the plea may be unnecessary when the agreed-on sentence
exceeds the sentence authorized by law and the government accepts a
sentence reduced to the legal term, when the sentence can be reconciled with
the plea agreement or otherwise corrected to give the defendant the benefit
of the bargain, or when the defendant is willing to accept a legal sentence in
place of the promised one.
Greatwalker, 285 F.3d at 730. The Opinion misapplies Greatwalker by concluding it
provides that withdrawal of a plea is unnecessary if one of three conditions is met—(1) the
government accepts a sentence reduced to the legal term, (2) when the sentence can be
reconciled with the plea agreement or otherwise corrected to give the defendant the benefit
of the bargain, or (3) when the defendant is willing to accept a legal sentence in place of
the promised one.
This disjoined interpretation eradicates any requirement that the
defendant’s plea be voluntary or intelligent or that he receive the benefit of his bargain so
long as the State agrees to a sentence reduced to the legal term. A more correct application
of Greatwalker is that a withdrawal of the plea may be unnecessary in two circumstances
15
when the agreed-on sentence exceeds the sentence authorized by law: (1) the government
accepts a sentence reduced to the legal term and the sentence can be reconciled with the
plea agreement or otherwise corrected to give the defendant the benefit of the bargain, or
(2) the defendant is willing to accept a legal sentence in place of the promised one.
¶33
Here, the exception of Greatwalker is inappropriate.
¶34
Welch, upon the counsel and advice of his appointed counsel, initially agreed to the
joint recommendation of a sentence which was illegal. Accordingly, in the interest of
justice, Welch should have been able to withdraw his plea and start anew. Instead, the
State substituted its own judgement for that of Welch and, in essence, argued that a
three-year sentence is better than a 10-year sentence. Such an argument assumes Welch
fully understood the charges against him at the outset, entered the plea knowingly,
voluntarily with no inducement, however slight, and intelligently, and having done so is
agreeable to resentencing to a lesser sentence—or as the Opinion sums “[a] maximum
three-year sentence rather than the [ten-year sentence with five years suspended] that
Welch originally agreed to put Welch in a better position than if his initial plea agreement
was legally enforceable.” Opinion, ¶ 23. While a lesser sentence may have put Welch in
a better position than when he was sentenced to a longer, illegal sentence, such does not
make his initial plea voluntary or intelligent and it does not signify his willingness to accept
a legal sentence rather than withdrawal of his original guilty pleas. From the record, it is
clear Welch did not knowingly, voluntarily, and intelligently enter into the original plea
agreement as evidenced by agreeing to illegal sentences. Welch entered the plea agreement
to resolve all 10 of his charges and, upon the advice and counsel of his attorney, agreed to
16
illegal sentences, which his counsel promised to resolve. He also agreed to plead to an
offense for which he had already pled guilty and been sentenced. It is clear he did not fully
understand the charges against him, the penalties associated therewith, or his options. Nor
did he appear to understand that in exchange for his guilty pleas, he would or could receive
no benefit whatsoever. It was inappropriate to separate out only the illegal sentences and
resentence on those offenses only as the plea agreement was entered into on a global rather
than a piecemeal basis. It is unknown whether Welch would have agreed to plead to all of
the charges, had he fully understood the charges and the maximum possible penalties
associated with them, his option to go to trial, or the fact that he received no benefit
whatsoever from the plea agreement. Obviously when confronted at the resentencing
hearing, after his motion to withdraw his guilty pleas had been denied, as to whether he
would prefer to receive a lesser sentence compared to a greater one, Welch indicated he
preferred the lesser sentence. But, by his motion to withdraw his guilty pleas, he had
already clearly set forth his preference to vacate the plea agreement providing for illegal
sentences and no other benefit and withdraw his guilty pleas. Three years may be a shorter
sentence, but it is still the maximum sentence allowed by statute, involves no negotiation,
and confers no benefit of any bargain on Welch.
¶35
Not only is it clear Welch did not understand the implications and effects of the
original plea agreement, upon resentencing his confusion did not abate:
Q. Okay. So you’re not wanting to withdraw your guilty plea, it sounds to
me. It sounds like you’re wanting to correct some errors in what you think is
restitution amounts. Or -- am I hearing you correctly?
A. Well, I want to withdraw my guilty plea and get everything corrected.
17
.
.
.
Q. (By Ms. Gallagher) So, Mr. Welch, finally, I mean I heard you say that
you were not induced -- or you could not have been induced by us promising
to recommend a much harsher sentence in order to change your plea. Is that
what I heard you say?
A. I’m not understanding.
Q. Okay. You had said everyone knows that 10 is way more than 3; and so
if the plea agreement said 10 years, you wouldn’t be jumping all over that
and say: Yeah, I want that, so I’m going to change my plea to guilty. Right?
Because it’s 10 years. Does that make sense? I don’t want 10 years, I want
the max 3. Does that make sense?
A. Um, sure.
The State, now knowing the maximum sentence length was much shorter than 10 years,
argued for the maximum sentence of three years without affording Welch any opportunity
to reconsider his choices upon learning his initial sentences were illegal.
¶36
The essence of a plea agreement is that the defendant agrees to plead guilty to the
charges against him in return for something from the State. Here, Welch was bound by his
initial willingness to plead guilty, but the State offered nothing in return as it recommended
the maximum sentence length and dismissed no charges upon resentencing.
¶37
In addition to the illegal sentences rendering Welch’s plea involuntary, Welch also
testified to not signing the plea agreement in complete understanding of what it meant.
Welch allegedly noticed one page of the agreement delineated the maximum sentence
length of three years, however on another page the attorneys jointly recommended a
maximum sentence length of 10 years. Welch testified that after he signed the agreement,
his attorney advised that he would solve the issue and to not say anything at the sentencing
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hearing. However, the attorney did not resolve the issue, and Welch, following the
directives of his attorney, did not speak up in court. This transaction seemingly added to
Welch’s confusion and misunderstanding of the plea agreement. By trusting his attorney
to handle the issue, Welch was further induced to enter guilty pleas. Further demonstrating
Welch’s incomplete understanding of the proceedings is the fact he initially agreed to plead
guilty to a crime he was already sentenced for in another jurisdiction.
¶38
I would reverse the District Court’s Order. There is good cause for Welch to
withdraw his guilty pleas. Not only was the initial sentence illegal, but the record clearly
shows Welch did not have a full understanding of the proceedings because he signed the
plea agreement despite the discrepancy in sentence lengths, trusting his counsel would
solve the issue. Welch also signed the plea agreement not understanding he had already
been convicted of and sentenced for one of the charges he was agreeing to plead guilty to.
Finally, Welch received nothing in exchange for his agreement to forego trial and plead
guilty. No charges were dismissed and in fact he plead to a charge for which he had already
been sentenced. He initially received an illegal sentence and rather than being afforded the
opportunity to withdraw his guilty pleas, upon sentencing received the maximum sentence
receiving no consideration at all for his guilty pleas. That the District Court could have, in
its discretion imposed the sentence it did regardless of any plea agreement, does not make
Welch’s pleas to have been made knowingly, voluntarily, or intelligently. The facts and
particularities of this case are sufficient to allow Welch to withdraw his guilty pleas and
the exceptions in Greatwalker are not appropriate. As such, I dissent.
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/S/ INGRID GUSTAFSON
Justice Laurie McKinnon joins in the dissenting Opinion of Justice Gustafson.
/S/ LAURIE McKINNON
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