Bassett v. Lamantia
Bassett v. Lamantia, 2018 MT 119
Unknown opinion on May 8, 2018, in a 6 to 0 with 3 concurring published opinion — 29 pages and 7,431 words across 2 writings .
Case
OP 17-0322
Opinion
majority, concurring
Majority
Laurie McKinnon
23 pages · 6,279 words
Joined by
Mike McGrath
James Jeremiah Shea
Beth Baker
Dirk M. Sandefur
Nickolas C. Murnion
Smog Index: 10.4
Gunning Fog Score: 9.7
Coleman Liau Index: 10.7
Spache Readability Score: 5
Average Syllables Per Word: 1.6
Average Words Per Sentence: 8.9
Flesch Kincaid Grade Level: 6.6
Automated Readability Index: 4.2
Flesch Kincaid Reading Ease: 63.9
Dale Chall Readability Score: 5.6
Concurring
Beth Baker
6 pages · 1,152 words
Joined by
Jim Rice
Nickolas C. Murnion
Smog Index: 11.5
Gunning Fog Score: 11.8
Coleman Liau Index: 10.8
Spache Readability Score: 5
Average Syllables Per Word: 1.6
Average Words Per Sentence: 10.3
Flesch Kincaid Grade Level: 7.1
Automated Readability Index: 5
Flesch Kincaid Reading Ease: 62.4
Dale Chall Readability Score: 5.5
Cited by
2018 MT 184 Matter of J.J DA 16-0407 2018 MT 228 Renenger v. Jefferson County DA 17-0387 2020 MT 70 Maryland Casualty v. Asbestos Court OP 19-0051 2022 MT 4 State v. A. Peoples DA 19-0070 2021 MT 85 Estate of Frazier v. Miller DA 20-0031 2022 MT 166 L.B. v. USA OP 21-0395 2022 MT 249 Romo v. USA Biofuels DA 21-0416 2025 MT 113 Mullee v. Winter Sports DA 24-0356 2026 MT 164 Sara Da' v. City of Bozeman DA 25-0454 2026 MT 176 Est. of Janice Graham v. Howell DA 25-0711Cites to
2009 MT 277 Gonzales v. City of Bozeman, et al DA 08-0566 2014 MT 299 North Pacific Ins. v. Stucky OP 14-0016 2014 MT 45 Orden v. United Services, et al OP 13-0430 2008 MT 87 Prosser, et al. v. Kennedy Enterprises, et al DA 06-0073 2012 MT 111 Reichert, et al. vs. State DA 12-0187 2008 MT 105 Fisher v. Swift Transportation & J&D Truck Repair DA 06-0766 2012 MT 302 Gatlin-Johnson v. Miles City DA 12-0129 2015 MT 139 Kent v. City of Columbia Falls DA 14-0309 2008 MT 190 Montana Sports v. Fish, Wildlife and Parks DA 07-0311 2007 MT 51 State v. Michael Letasky DA 06-0149Full text
OCR’d from the filed PDF
Majority
Laurie McKinnon
05/08/2018
OP 17-0322
Case Number: OP 17-0322
IN THE SUPREME COURT OF THE STATE OF MONTANA
2018 MT 119
ROBERT D. BASSETT,
Plaintiff and Appellant,
v.
PAUL LAMANTIA; CITY OF BILLINGS,
Defendants and Appellees.
ORIGINAL PROCEEDING:
Certified Question, United States Court of Appeals for the
Ninth Circuit, Cause No. DV 15-35045
Alex Kozinski and William A. Fletcher, Circuit Judges, and
Frederic Block, Senior District Judge for the Eastern District
of New York, sitting by designation
COUNSEL OF RECORD:
For Appellant:
R. Russell Plath (argued), Hayley Kemmick, Russ Plath Law, LLC,
Billings, Montana
For Appellees:
Harlan B. Krogh (argued), Eric Edward Nord, Crist, Krogh & Nord, PLLC,
Billings, Montana (for City of Billings)
Brendon J. Rohan (argued), Poore, Roth & Robinson, P.C., Butte, Montana
(for Paul Lamantia)
For Amici Curiae:
Justin P. Stalpes (argued), Beck, Amsden & Stalpes, PLLC,
Bozeman, Montana
(for MTLA)
Marty Lambert, Gallatin County Attorney, Bozeman, Montana
(for MCAA, MSPOA, MACOP, and MPPA)
Todd Hammer, Tammy Wyatt-Shaw, Benjamin J. Hammer, Hammer,
Quinn & Shaw, PLLC, Kalispell, Montana (for MLCT, IMLA and MACo)
Argued and Submitted: November 29, 2017
Decided: May 8, 2018
Filed:
__________________________________________
Clerk
2
Justice Laurie McKinnon delivered the Opinion of the Court.
¶1
The United States Court of Appeals for the Ninth Circuit presented the following
certified question to this Court on May 30, 2017: “Whether, under Montana law, the public
duty doctrine shields a law enforcement officer from liability for negligence where the
officer is the direct and sole cause of the harm suffered by the plaintiff?” We accepted the
question on June 6, 2017, and held oral argument on November 29, 2017. We exercise our
authority pursuant to M. R. App. P. 15(4) and reformulate the question as:
Under Montana law, when a plaintiff claims he was injured directly by an officer’s
affirmative acts, does the public-duty doctrine exclude all duties that may arise
pursuant to generally applicable principles of negligence?
¶2
For the reasons set forth below, we conclude that the answer to the reformulated
question is no. Law-enforcement officers owe the public a general duty to preserve the
peace and protect the public from harm inflicted by third persons or other independent
sources. The public-duty doctrine recognizes that, because the duty to protect1 is owed to
the public generally, an officer does not have a legal duty to protect each individual plaintiff
absent a special relationship. Accordingly, breach of that general duty is actionable only
in the form of criminal prosecution or administrative disposition; it is not a proper basis for
an individual plaintiff’s negligence claim. However, independent of the duty to protect
and based on generally applicable principles of negligence, an officer may owe a legal duty
to a person injured directly by the officer’s affirmative actions. The public-duty doctrine
1
When we refer to the duty to protect, this includes the duty to preserve the peace. See, e.g.,
Nelson v. Driscoll, 1999 MT 193, ¶ 21, 295 Mont. 363, 983 P.2d 972 (noting a law-enforcement
officer’s “duty to protect and preserve the peace”).
3
only applies to an officer’s duty to protect the general public, and therefore does not apply
to exclude the legal duty an officer may owe to a person injured directly by the officer’s
affirmative actions. In this case, Robert Bassett—a homeowner injured in the course of
Officer Paul Lamantia’s pursuit of a criminal suspect—alleges he was injured directly by
Lamantia’s affirmative acts. Therefore, the public-duty doctrine is inapposite and we find
that Lamantia owed Bassett a legal duty to exercise the same care that a reasonable officer
with similar skill, training, and experience would under the same or similar circumstances.2
FACTUAL AND PROCEDURAL BACKGROUND
¶3
The United States Court of Appeals for the Ninth Circuit submitted factual
information in its certification order, which we summarize as follows.
¶4
Officer Lamantia and his partner responded to a neighborhood disturbance around
12:30 a.m. At the scene, Lamantia observed a male suspect running into a driveway. The
suspect jumped over a retaining wall and proceeded into Bassett’s backyard. Lamantia
identified himself as a police officer and ordered the suspect to stop. The suspect continued
to run and Lamantia followed on foot, jumping over the retaining wall but dropping his
flashlight in the process.
¶5
In the meantime, Bassett came out of his house to investigate the commotion.
Lamantia, searching for his flashlight, heard footsteps behind him and turned around to see
Bassett approaching. Fearing for his safety, Lamantia tackled Bassett to the ground.
Lamantia released Bassett as soon as he realized that Bassett was not a threat. Bassett then
2
We confine our analysis and holding in this case to the facts giving rise to the certified question.
4
pointed Lamantia in the suspect’s direction and Lamantia continued pursuit. Later that
morning, Lamantia returned to check on Bassett, who declined an ambulance or medical
help. A few hours later, however, Bassett called the police department to report that he
was injured during his encounter with Lamantia. Bassett was subsequently diagnosed with
a torn rotator cuff.
¶6
Bassett later sued Lamantia and the City of Billings in state court. Bassett alleged
a state-law negligence claim against Lamantia for failing to exercise reasonable care in
performing his duties and a 42 U.S.C. § 1983 violation. Lamantia and the City removed
the case to federal court, where the United States District Court entered summary judgment
in their favor on both claims. Regarding the negligence claim, the court found that the
public-duty doctrine shielded Lamantia and the City from liability because no special
relationship existed. Bassett appealed the court’s decision concerning only the negligence
claim to the Ninth Circuit Court of Appeals. Based on these facts, the Ninth Circuit
certified to this Court the public-duty doctrine question.3
3
The scope of our analysis is limited to an answer of the reformulated certified question.
See Frontline Processing Corp. v. Am. Econ. Ins. Co., 2006 MT 344, ¶ 31, 335 Mont. 192, 149
P.3d 906. The Montana Trial Lawyers Association (MTLA); The Montana League of Cities and
Towns, International Municipal Lawyers Association, and Montana Association of Counties; and
The Montana County Attorneys Association, Montana Sheriffs and Peace Officers Association,
Montana Police Protective Association, and Montana Association of Chiefs of Police filed briefs
as amici curiae.
Some of the issues raised by the parties and amici curiae are beyond the scope of the
reformulated certified question. For example, MTLA filed an amicus brief in support of Bassett,
arguing that the public-duty doctrine is unconstitutional. Multiple Justices have questioned the
constitutionality of the public-duty doctrine throughout the years—Justice Nelson notably and
continually asserted that the doctrine frustrates Article II, Section 18 of the Montana Constitution.
See, e.g., Gonzales v. City of Bozeman, 2009 MT 277, ¶¶ 54-87, 352 Mont. 145, 217 P.3d 487
(Nelson, J., dissenting); Gonzales, ¶ 53 (Cotter, J., concurring in part and dissenting in part)
(agreeing with “Justice Nelson that the question of the Public Duty Doctrine’s continuing viability
5
STANDARD OF REVIEW
¶7
M. R. App. P. 15(3) permits this Court to answer a question of law certified to it by
another qualifying court. Accordingly, as a question of law, our review of a certified
question is “purely an interpretation of the law as applied to the agreed facts underlying
the action.” N. Pac. Ins. Co. v. Stucky, 2014 MT 299, ¶ 18, 377 Mont. 25, 338 P.3d 56
(quoting Van Orden v. United Servs. Auto. Ass’n, 2014 MT 45, ¶ 10, 374 Mont. 62, 318
P.3d 1042).
DISCUSSION
¶8
Preliminarily, we observe from the parties’ briefing and statements during oral
argument that not all facts contained in the certification order are necessarily agreed upon.
For example, Bassett disputes whether he approached Lamantia prior to being tackled;
instead, he maintains that he was standing in his front yard near his house when tackled.
We can nonetheless answer the certified question without relying on potentially disputed
facts, as our inquiry deals exclusively with whether Lamantia owed Bassett a legal duty.
Importantly, the certification order specifies that Bassett alleges Lamantia failed to exercise
reasonable care in performing his duties when Lamantia tackled Bassett to the ground.
is open to challenge in the proper case”); Doris Nelson v. State, 2008 MT 336, ¶¶ 64-78, 346 Mont.
206, 195 P.3d 293 (Nelson, J., concurring in part and dissenting in part) (hereinafter Doris Nelson);
Prosser v. Kennedy Enters., Inc., 2008 MT 87, ¶¶ 60-101, 342 Mont. 209, 179 P.3d 1178 (Nelson,
J., dissenting); Massee v. Thompson, 2004 MT 121, ¶¶ 65-96, 321 Mont. 210, 90 P.3d 394 (Nelson,
J., specially concurring in part and dissenting in part). However, amici curiae “are not parties and
cannot assume the functions of parties, nor create, extend or enlarge issues.” Reichert v. State,
2012 MT 111, ¶ 26, 365 Mont. 92, 278 P.3d 455 (citations omitted). Therefore, we only consider
amici’s arguments “insofar as they coincide with the issues raised by the parties to the action.”
Reichert, ¶ 26. Neither party raised the constitutionality of the public-duty doctrine, and we
accordingly decline to consider that issue as we answer the reformulated certified question.
6
Because our answer to the reformulated certified question depends entirely on what
specific duty Bassett alleges Lamantia owed him, disagreement over other facts is
immaterial to our analysis.
¶9
As another preliminary matter, we explain our reasons for reformulating the
certified question. The question as originally asked risks an overly broad answer that could
expand application of the public-duty doctrine to exclude other applicable duties. We also
do not want to improperly blend negligence elements, such as duty and causation. The
question as originally phrased asked us to consider whether the public-duty doctrine
shielded “a law enforcement officer from liability for negligence where the officer is the
direct and sole cause of the” plaintiff’s harm. In his briefing, Bassett urges us to hold that
the public-duty doctrine does not apply in cases where an officer is “the direct and sole
cause of the harm suffered by the plaintiff.” Causation, however, is a separate element of
a negligence claim, unrelated to identifying any legal duty the defendant may owe the
plaintiff. Lopez v. Great Falls Pre-Release Servs., 1999 MT 199, ¶ 18, 295 Mont. 416,
986 P.2d 1081. The public-duty doctrine applies only to the legal duty owed, not to
causation.
Further, any question of causation must be left to the fact finder.
Our
reformulated certified question allows for consideration of whether Lamantia owed Bassett
a duty, independent of the duty to protect and preserve the peace. Bassett contends that he
was injured directly by Lamantia’s affirmative acts, not from harm inflicted by a third
party. Specifically, Bassett is not claiming that Lamantia failed to protect Bassett from an
outside harm; instead, Bassett is claiming that Lamantia’s affirmative act of tackling him
to the ground was negligent. Therefore, we reformulated the certified question to allow for
7
inquiry of whether a duty, independent of the duty to protect and preserve the peace, is
owed when a person in Bassett’s circumstances alleges he was directly injured by an
officer’s affirmative acts.
¶10
To succeed in a negligence claim, a plaintiff must establish that the defendant had a
legal duty; the defendant breached that duty; the breach caused injury; and damages.
Lopez, ¶ 18. Thus, any claim of negligence first requires that the defendant owe a legal
duty to the plaintiff. Lopez, ¶ 18. Whether a legal duty exists is a matter of law to be
decided by the court. Massee, ¶ 27. In determining whether duty exists, we consider
whether imposing a duty comports with public policy and “whether the defendant could
have foreseen that his conduct could have resulted in an injury to the plaintiff.” Fisher v.
Swift Transp. Co., 2008 MT 105, ¶ 17, 342 Mont. 335, 181 P.3d 601. Thus, duty is mainly
a question of foreseeability—whether the person injured was within the scope of risk
created by the defendant’s action. Lopez, ¶ 28.
¶11
Law-enforcement officers assume an obligation to the public to protect and preserve
the peace. Indeed, law enforcement’s duty to protect arises from its overarching duty to
furnish police protection to the public in general. The public-duty doctrine, a rule of
common law negligence, provides that a law-enforcement officer does not owe a legal duty
to an individual plaintiff where the plaintiff alleges he or she suffered harm from the
officer’s breach of the general duty to protect and preserve the peace. Nelson, ¶ 21. In
cases where the public-duty doctrine applies to exclude an officer’s duty, no duty is owed
because “a governmental entity cannot be held liable for an individual plaintiff’s injury
resulting from a governmental officer’s breach of a duty owed to the general public rather
8
than to the individual plaintiff.” Massee, ¶ 41; Gatlin-Johnson v. City of Miles City, 2012
MT 302, ¶ 14, 367 Mont. 414, 291 P.3d 1129. The doctrine exists to address and define
the element of duty and is premised upon the principle that each discretionary choice made
by an officer while carrying out his professional duty to protect the general public should
not be subject to a jury’s review with the benefit of hindsight.
¶12
The public-duty doctrine “serves the important purpose of preventing excessive
court intervention into the governmental process by protecting the exercise of law
enforcement discretion,” Nelson, ¶ 21, and protects government entities “from liability for
failure to adequately enforce general laws and regulations, which were intended to benefit
the community as a whole,” Gatlin-Johnson, ¶ 14 (quoting E. McQuillin, The Law of
Municipal Corporations, § 53.04.25 at 195-97 (3d ed. 2003)). Because of the often
split-second decisions made by law enforcement, officers must be afforded “broad
discretion to proceed without fear of civil liability in the unflinching discharge of their
duties.” Ashburn v. Anne Arundel County, 510 A.2d 1078, 1084 (Md. 1986) (quoting
Morgan v. District of Columbia, 468 A.2d 1306, 1311 (D.C. 1983)) (internal quotations
omitted). The doctrine “expresses the policy that a police officer’s duty to protect and
preserve the peace is owed to the public at large and not to individual members of the
public.” Nelson, ¶ 21, accord Gatlin-Johnson, ¶ 14; Massee, ¶ 41. See also Kent v. City
of Columbia Falls, 2015 MT 139, ¶ 23, 379 Mont. 190, 350 P.3d 9 (quoting Gonzales,
¶ 20) (reiterating that an officer’s “duty to protect and preserve the peace is owed to the
public at large and not to individual members of the public” and therefore the public-duty
doctrine provides that an officer has “no duty to protect a particular person absent a special
9
relationship”). The doctrine has acquired the simple and oxymoronic description of “a duty
owed to all is a duty owed to none,” because a government entity or person has no duty to
each individual when the government owes that same duty to each and every person.
Massee, ¶ 41 (quoting Nelson, ¶ 21). Therefore, we apply the public-duty doctrine to cases
where the plaintiff claims that an officer breached his duty to protect and preserve the
peace.4
¶13
To better distinguish the duty to protect and preserve the peace from other
independent duties a law-enforcement officer may owe an individual plaintiff, we begin by
examining development of the public-duty doctrine and its application in Montana. In
1856, the United States Supreme Court first recognized the public-duty doctrine in South
v. Maryland, 59 U.S. 396, 401 (1856), where a plaintiff, kidnapped and held for ransom,
contended that the sheriff knew about the incident but neglected to “protect and defend”
him. The Court noted the plaintiff did not allege the sheriff breached a duty in which the
sheriff was personally interested, such as execution of a writ, but instead the plaintiff
alleged that the sheriff neglected to “preserve the public peace.” South, 59 U.S. at 401
(emphasis added). The Court emphasized that the sheriff’s alleged failure to preserve the
public peace was a “public duty, for neglect of which he is amenable to the public, and
punishable by indictment only.” South, 59 U.S. at 403. The Court reasoned that such an
interpretation was consistent with precedent, as “no instance [could] be found where a civil
4
There are exceptions to the public-duty doctrine where a special relationship exists between a
government entity or person and the injured plaintiff. Nelson, ¶ 22. The parties agree that no
special relationship exists between Lamantia and Bassett.
10
action [was] sustained against [a sheriff] for his default or misbehavior as conservator of
the peace by those who have suffered injury to their property or persons through the
violence of mobs, riots, or insurrections.” South, 59 U.S. at 403 (emphasis added). The
Court explained that the sheriff owed no duty to the plaintiff because the individual
plaintiff’s rights were not “restrained or hindered by the malicious act of the sheriff.”
South, 59 U.S. at 403 (emphasis added).
¶14
Although not specifically naming it as such, Montana adopted the public-duty
doctrine in Annala v. McLeod, 122 Mont. 498, 206 P.2d 811 (1949), relying on South to
describe the doctrine as applying to the sheriff’s general duty to preserve the peace. The
plaintiff alleged that “riotous persons” damaged his property and that the sheriff “failed
and neglected to carry out his duties as sheriff” as required by law. Annala, 122 Mont. at
499, 206 P.2d at 812. This Court, citing South extensively, held the sheriff was “the
conservator of the public peace and not liable for an injury to the person or property of an
individual occasioned from riotous assembly or mob, unless made so by Constitution or
statute.” Annala, 122 Mont. at 500, 206 P.2d at 813 (emphasis added).
¶15
This Court’s analysis of the public-duty doctrine remained focused on law
enforcement’s general duty to protect and preserve the peace in Phillips v. City of Billings,
233 Mont. 249, 758 P.2d 772 (1988). In Phillips, we held that an officer was not liable for
an alleged breach of the duty to protect when he failed to arrest a suspected intoxicated
driver where there was no supporting probable cause. Phillips, 233 Mont. at 253, 758 P.2d
at 775. We refused to “find a duty based on the officers’ general duty to protect the
traveling public.” Phillips, 233 Mont. at 253, 758 P.2d at 775 (emphasis added). The
11
plaintiff contended that the officer also had a duty to act with reasonable care under the
circumstances, but we determined that the officer did not have a duty to act reasonably
absent “a showing that the officers had a duty to protect [the plaintiff] from danger posed
by [the officers].” Phillips, 233 Mont. at 253, 758 P.2d at 775.
¶16
We again addressed an officer’s duty to protect a plaintiff from third-party harm in
Nelson v. Driscoll, where we also first named the public-duty doctrine. In Nelson, an
officer pulled over a suspected drunk driver. Nelson, ¶ 7. The officer did not believe he
had probable cause to place the driver under arrest, but nonetheless did not want her
driving. Nelson, ¶ 10. Therefore, he requested that she park the car and offered to give her
and her passenger a ride home. Nelson, ¶ 10. Both refused a ride and proceeded to walk
along the roadway. Nelson, ¶¶ 11-12. As she walked away, the driver was struck and
killed by a vehicle operated by an intoxicated driver. Nelson, ¶ 13. Her survivors filed suit
against the officer, alleging the officer negligently failed to protect her from the harm she
suffered. Nelson, ¶¶ 14, 23. We noted that an officer owes a general duty to protect and
preserve the peace to the public at large, not to individual members of the public. Nelson,
¶ 21. However, we held that a special relationship existed because the officer undertook
specific actions to ensure the driver’s safety and, by taking those actions, the officer
assumed the duty to protect her from harm. Nelson, ¶ 38. Concluding the officer owed the
driver a legal duty to protect her from harm inflicted by a third party because of the special
relationship, we instructed that the question of whether the officer breached that legal duty
was a question of fact for the jury to decide. Nelson, ¶ 40.
12
¶17
Following Nelson, our analysis of the public-duty doctrine remained focused on
cases where officers allegedly breached a duty to protect the victim from outside or
third-party harm. See, e.g., Gonzales, ¶¶ 20, 26 (holding that the police officers were not
liable for failing to protect a store clerk from harm inflicted by a robber because the only
duty the officers owed the store clerk was one of a general duty to protect and preserve the
peace, which is owed to the public at large and not to an individual member of the public);
Eklund v. Trost, 2006 MT 333, ¶¶ 36-39, 335 Mont. 112, 151 P.3d 870 (holding that an
officer had a duty to protect a person injured by the driver of a car the officer was pursuing
in a high-speed chase because a special relationship existed based on statute); Massee,
¶¶ 42-43 (holding that a sheriff had a duty to protect a wife from her husband because a
special relationship existed based on statute).
We continually recognize that the
public-duty doctrine “expresses the policy that an officer’s overarching duty to protect and
preserve the peace is owed to the public at large, not to individual members of the public.”
Doris Nelson, ¶ 41 (citing Eklund, ¶ 33, and Nelson, ¶ 21) (emphasis added).
¶18
In this case, Bassett is not alleging that Lamantia breached a general duty to protect
the public; instead, Bassett is alleging that Lamantia acted negligently in tackling him to
the ground as Lamantia pursued a suspect. The public-duty doctrine is therefore inapposite
and not relevant when, as here, the negligence action is premised upon the existence of a
duty other than the duty to protect and preserve the peace. “A duty owed to all is a duty
owed to none” does not apply when the alleged duty breached is not owed to “all,” but
rather owed to an individual. The foregoing precedent demonstrates that expanding the
public-duty doctrine to apply to other duties owed to an individual in Bassett’s position,
13
arising from generally applicable negligence principles, would be both analytically
unsound and clearly inconsistent with the underlying principles justifying the doctrine.
While an officer must be afforded discretion in protecting the public and preserving the
peace, it does not follow that an officer owes no other duties to those he encounters as he
carries out his job responsibilities.
¶19
Although we have not previously considered whether a duty independent of the duty
to protect and preserve the peace arises where the plaintiff alleges he was directly injured
by an officer’s negligent affirmative acts, our precedent does recognize that the public-duty
doctrine is not applicable in every negligence case where the defendant is a government
entity or person.
Gatlin-Johnson, ¶ 17.
As we explained in Gatlin-Johnson, the
public-duty doctrine “was not intended to apply in every case to the exclusion of any other
duty a public entity may have. It applies only if the public entity truly has a duty owed
only to the public at large . . . [and] does not apply where the government’s duty is defined
by other generally applicable principles of law.” Gatlin-Johnson, ¶ 17. When presented
with a negligence claim where the defendant is a governmental entity or person, courts
must first identify the alleged duty breached and determine whether the “defendant has a
specific duty to a plaintiff arising from ‘generally applicable principles of law’ that would
support a tort claim.” Kent, ¶ 39 (quoting Gatlin-Johnson, ¶ 17). In most instances
involving law enforcement, the alleged duty breached is the duty to protect and preserve
the peace. The public-duty doctrine applies in those cases and provides that an officer does
not owe a plaintiff a legal duty absent a special relationship. However, in instances where
the facts inform that an officer owed a duty to an individual, independent of the general
14
duty to protect and preserve the peace owed to the public, the public-duty doctrine does
not foreclose a plaintiff’s negligence claim. The inquiry necessarily focuses on identifying
what duty, if any, is owed to whom. Where the plaintiff claims he was directly injured by
an officer’s affirmative acts, the officer owes the plaintiff a legal duty to exercise the same
care that a reasonable officer with similar skill, training, and experience would under the
same or similar circumstances.
¶20
Recently, in Kent v. City of Columbia Falls, we distinguished a claim of negligence
based on an affirmative act by a government entity or person from a claim of negligence
based on a failure to protect or preserve the peace. Kent, ¶¶ 47-50. We observed that in
Cope v. Utah Valley State College, 342 P.3d 243, 255 (Utah 2014), the Utah Supreme
Court reasoned that the government’s affirmative actions “had advanced to a stage where
it had a duty to act in a reasonable manner to prevent injuries.” We analogized Cope to the
situation in Kent, holding that the “City was actively involved in the design of the path,
knew of its dangerous grade, had the statutory authority to compel a modification, and yet
exercised its statutory and contractual authority to approve it.” Kent, ¶ 52. Thus, we held
the public-duty doctrine did not apply because “the City could be held liable to [the
plaintiff] should [she] establish her claims premised on violation of statutory duty and/or
the voluntary assumption of a duty to act with ordinary care” and remanded the case for a
trial on the merits. Kent, ¶¶ 52-53.
¶21
Differentiating between a plaintiff’s claim that he was injured because law
enforcement breached a duty to protect or preserve the peace and a plaintiff’s claim that he
was injured directly by an officer’s affirmative acts reflects our recognition that the
15
public-duty doctrine does not apply simply because the defendant is a government officer
or agency. Gatlin-Johnson, ¶ 17. See also Kent, ¶ 47; Phillips, 233 Mont. at 253, 758 P.2d
at 775. Our precedent distinguishes between the government’s duty “truly . . . owed only
to the public at large” and a duty situated in “other generally applicable principles of law.”
Kent, ¶ 38 (quoting Gatlin-Johnson, ¶ 17). The distinction is also supported by other states’
reasoning. See, e.g., Cope, 342 P.3d at 251 (limiting application of the public-duty doctrine
to omissions and clarifying that the doctrine does not include affirmative acts); Jones v.
Maryland, 38 A.3d 333, 347 (Md. 2012) (recognizing that the public-duty doctrine “does
not apply if law enforcement is not engaged in protecting the public from an injurious force
caused by a member of the public, but rather is itself the alleged injurious force”);
Strickland v. Univ. of N.C. at Wilmington, 712 S.E.2d 888, 893 (N.C. Ct. App. 2011)
(explaining that the public-duty doctrine applies only to duty, not causation, and shields “a
governmental entity from liability only where the entity was not the impetus for, i.e., did
not bring about, the injurious force”); Virginia v. Burns, 639 S.E.2d 276, 279 (Va. 2007)
(refusing to extend the public-duty doctrine to include a road construction crew’s
affirmative acts in creating a dangerous roadway condition); Liser v. Smith, 254 F. Supp.
2d 89, 102 (D.D.C. 2003) (noting that the public-duty doctrine deals specifically with a
public official’s duty to protect individual members of the general public and is “wholly
inapposite in a case . . . where the alleged harm was brought about directly by the officers
themselves, and where there is no allegation of a failure to protect”); Gleason v. Peters,
568 N.W.2d 482, 484, 487 (S.D. 1997) (finding that officers had no duty to stop a house
party because the officers’ actions did not contribute to, increase, or change the already
16
existing risk); District of Columbia v. Evans, 644 A.2d 1008, 1017 n.8 (D.C. 1994) (noting
that the public-duty doctrine “deals with the question of whether public officials have a
duty to protect individual members of the general public against harm from third parties or
other independent sources” and therefore is inapplicable in a case where the plaintiff
alleges harm “caused directly by the officers at the scene”); Coty v. Washoe Cnty., 839
P.2d 97, 99 (Nev. 1992) (holding that the public-duty doctrine does not apply in cases
“where a public officer’s conduct ‘affirmatively causes’ harm to an individual”) (internal
citations omitted; emphasis in original); Dauffenbach v. City of Wichita, 667 P.2d 380, 385
(Kan. 1983) (finding that the public-duty doctrine does not apply where an officer’s
affirmative act allegedly injures the plaintiff).
¶22
For the foregoing reasons, we conclude that the public-duty doctrine is inapplicable
in the rare and limited factual situations, such as the one here, where the alleged duty
breached is not one of a general duty to protect and preserve the peace. Because the
public-duty doctrine does not preclude an officer’s duty in those cases, courts must apply
general negligence principles to determine whether a legal duty exists as a matter of law.
See, e.g., Gatlin-Johnson, ¶ 13 (explaining that the determination of whether a legal duty
exists “is an issue of law for the court”); Massee, ¶ 27 (stating that the “existence of a legal
duty is a matter of law to be determined by the court”). We turn now to the question of
whether a legal duty is owed under common law principles of negligence to a person in the
circumstances presented here, who alleges that he was directly injured by an officer’s
affirmative acts while the officer was engaged in his law-enforcement responsibilities.
17
¶23
The traditional, centuries-old, universally-recognized, common law rule is that we
all share the duty to exercise the level of care that a reasonable and prudent person would
under the same circumstances. Fisher, ¶ 16. See also, § 27-1-701, MCA (“[E]ach person
is responsible . . . for an injury occasioned to another by the person’s want of ordinary care
or skill in the management of the person’s property or person . . . .”); § 28-1-201, MCA
(“Every person is bound, without contract, to abstain from injuring the person or property
of another or infringing upon any of another person’s rights.”). Thus, a person has a duty
to exercise the same level of care that a reasonable and prudent person would when placed
in a position where, if he did not use such care, he would injure another’s person or
property. In determining whether a duty exists, courts consider “whether the imposition of
that duty comports with public policy, and whether the defendant could have foreseen that
his conduct could have resulted in an injury to the plaintiff.” Fisher, ¶ 17.
¶24
Here, in considering whether imposing a duty comports with public policy, we need
look no further than §§ 27-1-701 and 28-1-201, MCA. The Legislature codified public
policy by expressly providing that “each person is responsible . . . for an injury occasioned
to another,” § 27-1-701, MCA, and that “[e]very person is bound . . . to abstain from
injuring the person or property of another,” § 28-1-201, MCA. These statutes, moreover,
are consistent with well-established common law which requires that all individuals “use
the degree of care that an ordinarily prudent person would have used under the same
circumstance.” Barr v. Great Falls Int’l Airport Auth., 2005 MT 36, ¶ 41, 326 Mont. 93,
107. See also Fisher, ¶ 16, Massee, ¶ 30. Thus, it is abundantly clear that the Legislature
already considered and determined that imposing a duty not to injure others comports with
18
public policy. We repeatedly hold that we will not interpret a statute beyond its plain
language if the language is clear and unambiguous. Mont. Sports Shooting Ass’n v. State,
2008 MT 190, ¶ 11, 344 Mont. 1, 185 P.3d 1003; State v. Letasky, 2007 MT 51, ¶ 11, 336
Mont. 178, 152 P.3d 1288 (“We interpret a statute first by looking to the statute’s plain
language, and if the language is clear and unambiguous, no further representation is
required.”). Here, the Legislature could not have provided clearer, more unambiguous
language. No person, including a law-enforcement officer, is excepted from the statutory
language. We conclude that the Legislature’s express codification of that public policy
requires that “each person is responsible not only for the results of the person’s willful acts
but also for an injury occasioned to another by the person’s want of ordinary care . . . .”
Section 27-1-701, MCA. Public policy, as determined by the Legislature, our precedent,
and general principles of negligence, supports finding that an individual, in this case an
officer, owes a duty of care to a plaintiff directly injured by that individual’s affirmative
acts. It is unnecessary to further examine whether imposing a general duty of care comports
with public policy.
¶25
The existence of a legal duty also “turns primarily on foreseeability.” Eklund, ¶ 40
(quoting Lopez, ¶ 27). Therefore, we ask whether the injured party was a foreseeable
plaintiff—whether he “was within the scope of risk created by the alleged negligence of
the tortfeasor.” Eklund, ¶ 40 (citing Lopez, ¶ 28). While the question of duty is usually
presented in terms of the actor’s obligation, “the essential question [is] whether the
plaintiff’s interests are entitled to legal protection against the defendant’s conduct.” W.L.
Prosser, Handbook of the Law of Torts 325 (4th ed. 1971). We explain foreseeability
19
consistent with Judge Cardozo’s description in Palsgraf v. Long Island Railroad Company,
162 N.E. 99, 100 (N.Y. 1928):
“The risk reasonably to be perceived defines the duty to be obeyed.”
[Palsgraf, 162 N.E. at 100.] That is to say, a defendant owes a duty with
respect to those risks or hazards whose likelihood made the conduct
unreasonably dangerous, and hence negligent in the first instance.
Fisher, ¶ 21 (quoting Mang v. Eliasson, 153 Mont. 431, 437, 458 P.2d 777, 781 (1969)).
The question is “whether the defendant could have reasonably foreseen that his or her
conduct could have resulted in an injury to the plaintiff.” Fisher, ¶ 21 (quoting Hinkle v.
Shepherd Sch. Dist. No. 37, 2004 MT 175, ¶ 30, 322 Mont. 80, 93 P.3d 1239).
¶26
When examining the question of foreseeability, the court’s role in resolving
questions of law and the jury’s role in resolving questions of fact are separate and distinct.
The question of foreseeability, however, is germane to both roles: the court’s in
determining the presence or absence of a legal duty and the jury’s in determining causation.
The court first considers foreseeability to define the legal duty. The jury then considers
foreseeability to determine whether the defendant’s conduct caused the plaintiff’s injury.
Even though the existence of a legal duty is normally determined by the trial court and
necessarily depends on the facts of a particular case, we may decide the issue, as it is a
matter of law and the determinative facts in this case—Bassett’s allegation that Lamantia’s
affirmative acts directly injured him—are not in dispute. Accordingly, we conclude that,
under the circumstances presented, an officer owes a plaintiff a legal duty where a plaintiff
claims that he was directly injured by the officer’s affirmative acts.
20
¶27
Here, Bassett alleges that he was directly injured by Lamantia’s affirmative acts.
Lamantia’s direct and affirmative acts establish the parameters of a legal duty that is
independent of any findings the jury might make that Lamantia failed to exercise due care
and caused Bassett’s injury. Lamantia could have reasonably foreseen that his conduct—
tackling someone to the ground—could have resulted in injury to that person. We conclude
that Lamantia owed Bassett a legal duty, as Bassett was a foreseeable plaintiff directly
injured by Lamantia’s affirmative acts. Because we find that Lamantia owed Bassett a
legal duty, the question becomes what duty is owed.
¶28
The standard of care prescribes how a person must act to satisfy the duty of care he
owes to the plaintiff. We begin by noting the obvious: an officer does not stand in the same
shoes as an ordinary citizen when pursuing a criminal suspect. Inherent in an officer’s job
responsibilities is a potential risk of injury to those he encounters. In certain professions,
the standard of care is defined by determining what standard of care the reasonably prudent
professional in that line of work would exercise. For example, a physician who is “a
non-board-certified general practitioner is held to the standard of care of a reasonably
competent general practitioner acting in the same or similar community in the United States
in the same or similar circumstances.” Chapel v. Allison, 241 Mont. 83, 92, 785 P.2d 204,
210 (1990). We have similarly defined the standard of care as necessitating considerations
beyond the common experience and knowledge of ordinary citizens to dentists and
orthodontists, Llera v. Wisner, 171 Mont. 254, 262, 557 P.2d 805, 810 (1976);
manufacturers and distributors of pharmaceuticals, Hill v. Squibb & Sons, 181 Mont. 199,
206-07, 592 P.2d 1383, 1387-88 (1979); abstracters of title, Doble v. Lincoln Cnty. Title
21
Co., 215 Mont. 1, 5, 692 P.2d 1267, 1270 (1985); and veterinarians, Zimmerman v.
Robertson, 259 Mont. 105, 108, 854 P.2d 338, 340 (1993). Upon a similar rationale, we
conclude that a law-enforcement officer’s actions should be judged by a standard of care
which considers his profession and concomitant obligations.
¶29
We determine that law-enforcement officers owe a standard of care in cases where
the plaintiff claims an officer breached a duty other than the general duty to protect and
preserve the peace. Although the duty arises based on the plaintiff’s claim that he was
directly injured by the officer’s affirmative acts, the standard of care an officer owes in that
situation is the care that a reasonable officer with similar skill, training, and experience
would exercise under the same or similar circumstances. Whether “similar circumstances”
exist is a question for the trier of fact in determining whether the defendant breached the
duty. See Chapel, 241 Mont. at 93, 785 P.2d at 210.
¶30
Accordingly, Lamantia owed Bassett a duty to exercise the care that a reasonable
officer with similar skill, training, and experience would under the same or similar
circumstances. Whether Lamantia departed from that standard of care and thus breached
the duty he owed to Bassett, and whether his actions were the cause of Bassett’s injuries,
are questions of fact to be resolved by the fact finder at trial. See Gatlin-Johnson, ¶ 13;
Lopez, ¶ 31.
CONCLUSION
¶31
We exercise our authority to reformulate the certified question as: Under Montana
law, when a plaintiff claims he was injured directly by an officer’s affirmative acts, does
the public-duty doctrine exclude all duties that may arise pursuant to generally applicable
22
principles of negligence? We answer that the public-duty doctrine does not exclude other
applicable duties under the circumstances presented by the certified question.
The
public-duty doctrine is only applicable to the duty to protect and preserve the peace, and
therefore not relevant where the plaintiff alleges he was directly injured by an officer’s
affirmative acts. The public-duty doctrine does not exclude other duties which might arise
independently pursuant to generally applicable principles of negligence. Here, where
Bassett alleges that he was directly injured by Lamantia’s affirmative acts, Lamantia owed
Bassett a legal duty to exercise the same care that a reasonable officer with similar skill,
training, and experience would under the same or similar circumstances.
/S/ LAURIE McKINNON
We concur:
/S/ MIKE McGRATH
/S/ JAMES JEREMIAH SHEA
/S/ BETH BAKER
/S/ DIRK M. SANDEFUR
/S/ NICKOLAS C. MURNION
Concurring
Beth Baker
sitting for Justice Michael E Wheat
Justice Beth Baker, concurring.
¶32
I have joined the Court’s Opinion and write with additional observations on our
consideration of public policy. The Court observes that this case marks the first time we
have been asked to determine whether a law enforcement officer owes a duty of care to a
plaintiff alleging injury directly from an officer’s “negligent affirmative acts.” Opinion,
23
¶ 19. Before imposing a common-law duty for the first time, we consider both “whether
the imposition of that duty comports with public policy, and whether the defendant could
have foreseen that his conduct could have resulted in an injury to the plaintiff.” Opinion,
¶ 23 (quoting Fisher, ¶ 17). Our analysis “includes determining the moral blame attached
to the defendant’s conduct, the prevention of future harm, the extent of the burden imposed,
the consequence to the public of imposing [a] duty, and the availability and cost of
insurance.” Gatlin-Johnson, ¶ 13 (citing Fisher, ¶ 28). Because the existence of a
common-law duty is determined by the Court, we have considered these factors
consistently in cases questioning whether such a duty arises—including cases filed against
both private parties and government entities and actors. Gatlin-Johnson, ¶ 22; Fisher, ¶ 28;
Prindel v. Ravalli Cnty., 2006 MT 62, ¶ 37, 331 Mont. 338, 133 P.3d 165; Henricksen v.
State, 2004 MT 20, ¶ 21, 319 Mont. 307, 84 P.3d 38; Jackson v. Dep’t of Fam. Servs., 1998
MT 46, ¶ 39, 287 Mont. 473, 956 P.2d 35; Singleton v. L.P. Anderson Supply Co., 284
Mont. 40, 44-45, 943 P.2d 968, 971 (1997); Estate of Strever v. Cline, 278 Mont. 165, 173,
924 P.2d 666, 670 (1996); Phillips v. City of Billings, 233 Mont. 249, 253, 758 P.2d 772,
775 (1988).
¶33
The Court today relies on §§ 27-1-701 and 28-1-201, MCA, to determine that the
Legislature has established the public policy to avoid injury to others, and the Opinion
emphasizes—consistent with those statutes—that an officer’s duty in the circumstances
giving rise to the certified question is to exercise ordinary care or skill. Opinion, ¶ 24.
Ordinary care, in turn, will be measured by the standard that a reasonable officer with
24
similar skill, training, and experience would follow under the same or similar
circumstances. Opinion, ¶¶ 2, 19, 29-31.
¶34
Because of its reliance on the statutes generally governing the duty of ordinary care,
the Court does not separately examine the public policy considerations our cases have
employed to determine whether a duty of care arises in a particular circumstance. It bears
noting that our Opinion today imposes a common-law duty of negligence; it does not hold
that an officer owes a statutory duty. We have not before relied exclusively on the general
ordinary care statutes when determining whether a common-law duty exists in a given
situation. To my knowledge, the only cases in which we have held the public policy
consideration satisfied by legislative expression involved statutes that impose specific
duties of care applicable to the circumstances of the case. E.g., Fisher, ¶¶ 18-19, 28-29
(holding that several statutes within the motor vehicle code imposed specific duties of care
for motor vehicle operators); Prindel, ¶ 29 (holding that specific statutes requiring a
detention center to receive and confine a prisoner imposed a duty on the county to a plaintiff
injured by a committed offender). In Prindel, even though we recognized a statutory duty
of care, we considered the public policy factors when determining whether a common-law
duty existed. Prindel, ¶ 37.
¶35
Although the Court does not separately examine these public policy considerations
firmly established in our precedent, it does not overrule any prior decisions and reaffirms
that public policy is part of the analysis in deciding whether to impose a common-law duty.
Opinion, ¶¶ 10, 23. I do not read today’s Opinion to suggest that §§ 27-1-701 and 28-1-201,
MCA, require the imposition of a new common-law duty any time a person is injured by
25
the acts of another. In the context of the circumstances of this case and the Opinion’s
thorough consideration of the responsibilities of law enforcement officers, our traditional
public policy considerations support the imposition of a duty here.
¶36
Our precedent recognizes the moral blame that reasonably attaches where a person’s
conduct causes or allows serious injury. Gatlin-Johnson, ¶ 22; Henricksen, ¶ 24; Estate of
Strever, 278 Mont. at 173, 924 P.2d at 670. A law enforcement officer’s job is fraught
with risk and danger, and the officer has powerful tools at her disposal. Failure to exercise
that level of care and skill to which officers are trained—particularly when encountering
members of the public in a volatile situation—quickly can lead to serious injury or death.
And the desire to prevent future harm is compelling. There is near-daily news of law
enforcement officers involved in confrontation and conflict; public interest in the safety of
both officers and the people they encounter in their work is strong.
¶37
The third and fourth considerations tend to go hand in hand when public entities are
involved. The extent of burden to the defendant and the consequences to the community
of holding the public duty doctrine inapplicable here are important considerations. The
community bears a cost either way: if a duty is imposed for a law enforcement officer’s
affirmative acts, the potential liability for breach ultimately falls on the taxpayers; but if a
duty is not imposed, the community suffers from the potential that officers will not think
through the consequences of their actions and from deterioration in public trust of law
enforcement generally. The burden that will fall on the defendant by imposing a duty in
the circumstances presented also brings potential to cut both ways. On one hand, the
burden is not substantial when considered in light of the Court’s ruling that the duty
26
imposed is cabined by the standard of care to which a reasonable officer would be held in
similar circumstances. Incorporating the standard of care will ensure that officers are held
only to the standards they are trained to meet and that the fact-finder will consider the
inherent risk of injury when determining whether an officer’s affirmative acts constitute a
breach of that legal duty. On the other hand, whether or not they ultimately are determined
to be liable, law enforcement officers will be burdened by more litigation and court
appearances to defend their actions.
And the governments that employ them—and
consequently, again, taxpayers—will assume the burden of defending those lawsuits and
hiring experts to demonstrate that their officers exercised reasonable care in carrying out
their duties.
¶38
The burden on government employers overlaps with the final consideration of
insurance. We have recognized that public officers and entities are insured under state law.
See Gatlin-Johnson, ¶ 22, Henricksen, ¶ 24. The public, of course, ultimately bears the
cost of that insurance. But, as long as the officer is acting within the course and scope of
employment and meets other requirements of law, she will not bear personal liability. See
§ 2-9-305, MCA.
¶39
On balance, the strong interests in safety, public trust in government, and
accountability of public officers weigh in favor of concluding that public policy supports
imposition of the duty the Court recognizes in this case.
/S/ BETH BAKER
27
Justice Jim Rice and District Court Judge Nickolas Murnion join in the Concurrence of
Justice Beth Baker.
/S/ JIM RICE
/S/ NICKOLAS C. MURNION
sitting for Justice Michael E Wheat
28