State v. Ryan Hill
State v. Ryan Hill, 2009 MT 134
Affirmed on April 16, 2009, in a 4 to 0 with 3 concurring published opinion — 19 pages and 4,793 words across 2 writings .
Case
DA 07-0400
Opinion
majority, concurring
Majority
John Warner
15 pages · 3,974 words
Joined by
Jim Rice
Brian Morris
Kurt Krueger
Smog Index: 10.4
Gunning Fog Score: 10.1
Coleman Liau Index: 10.5
Spache Readability Score: 5
Average Syllables Per Word: 1.5
Average Words Per Sentence: 8.7
Flesch Kincaid Grade Level: 5.7
Automated Readability Index: 4
Flesch Kincaid Reading Ease: 69.4
Dale Chall Readability Score: 5.9
Concurring
Patricia Cotter
4 pages · 819 words
Joined by
James C. Nelson
W. William Leaphart
Smog Index: 9.5
Gunning Fog Score: 8.8
Coleman Liau Index: 9.7
Spache Readability Score: 5
Average Syllables Per Word: 1.4
Average Words Per Sentence: 8.3
Flesch Kincaid Grade Level: 4.5
Automated Readability Index: 3.1
Flesch Kincaid Reading Ease: 77.4
Dale Chall Readability Score: 5.7
Cited by
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OCR’d from the filed PDF
Majority
John Warner
April 16 2009
DA 07-0400
IN THE SUPREME COURT OF THE STATE OF MONTANA
2009 MT 134
STATE OF MONTANA,
Plaintiff and Appellee,
v.
RYAN M. HILL,
Defendant and Appellant.
APPEAL FROM:
District Court of the Twelfth Judicial District,
In and For the County of Hill, Cause No. DC 06-084
Honorable E. Wayne Phillips, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Jim Wheelis, Chief Appellate Defender; Lisa S. Korchinski (argued),
Assistant Appellate Defender, Helena, Montana
For Appellee:
Hon. Steve Bullock, Montana Attorney General; J. Stuart Segrest (argued),
Assistant Attorney General, Helena, Montana
Cyndee L. Peterson, Hill County Attorney; Gina Bishop, Deputy County
Attorney, Havre, Montana
Argued and Submitted: September 17, 2008
Decided: April 15, 2009
Filed:
__________________________________________
Clerk
Justice John Warner delivered the Opinion of the Court.
¶1
Pursuant to a plea agreement, Ryan Michael Hill pled guilty to attempted sexual
intercourse without consent. In exchange for his guilty plea, the State dismissed one count
of sexual intercourse without consent and a separate charge of sexual abuse of children. The
Twelfth Judicial District Court, Hill County, sentenced Hill to 60 years at Montana State
Prison, with all but 15 years suspended. Hill appeals.
¶2
Hill raises the following issues on appeal:
¶3
Issue 1: Must Hill’s conviction be reversed because the State violated the plea
agreement by asking the District Court to sentence him more severely based on a dismissed
charge?
¶4
Issue 2: Did the District Court violate Hill’s due process and Fifth Amendment rights
by considering acts which Hill reported while he was in a sexual offender treatment
program?
¶5
Issue 3: Did the District Court err by designating Hill a Level 3 sex offender?
BACKGROUND
¶6
In November 2000, the State filed a petition to declare Hill a delinquent youth in the
Twelfth Judicial District Youth Court, alleging he committed the offense of sexual assault.
The petition alleged that in 1999, when Hill was a juvenile, he forced a 14-year-old boy and
his 10-year-old sister to simulate sexual intercourse while he videotaped them and the reports
state he fondled the girl and forced the boy to perform oral sex on him. The record and
reports reflect Hill admitted these offenses, which would have been crimes if Hill was an
adult. Hill and the State entered into a consent decree, which provided if Hill successfully
2
completed treatment at Yellowstone Treatment Center (YTC), the State would dismiss the
petition. The consent decree also provided that if Hill violated any of its terms, he could, at
the discretion of the juvenile probation officer, be placed in detention for up to ten days. The
Youth Court accepted the consent decree.
¶7
The record contains reports indicating that while at YTC, Hill sexually offended
against three younger children when he exposed himself, forced oral sex on a boy, and
fondled a girl. YTC terminated Hill and he was subsequently admitted to Brown School,
Thresholds for Change (Brown School)--another youth sexual offender treatment program.
The court granted the State’s petition to extend Hill’s probation an extra year and again
required Hill to successfully complete sex offender treatment at Brown School.
¶8
Brown School discharged Hill. Hill’s case manager strongly recommended he not be
released into the community and not be placed in a less restrictive program than Brown
School because she considered him an extremely high risk to reoffend. She recommended
he be transferred to the Juvenile Sex Offender Treatment Program at the Pine Hills Juvenile
Detention Facility in Miles City. However, Hill was returned home.
¶9
Hill’s family placed him at a private sexual offender treatment center, but removed
him because they did not like how he was being treated.
¶10
In June 2006, in Count I of the information filed in this case, the State charged Hill
with attempted sexual intercourse without consent, alleging he tried to have intercourse with
his 3 ½-year-old niece, N.T. About a month later, the State amended its information to add
Count II, sexual intercourse without consent, alleging that Hill forced N.T. to perform oral
3
sex on him. At about the same time, in a separate case, the State charged Hill with sexual
abuse of children, alleging he solicited sex over the internet from a 14-year-old girl, K.S.
¶11
In October 2006, Hill and the State entered into a plea agreement. Hill agreed to
plead guilty to Count I. The State agreed to dismiss Count II of the information as well as
the information alleging he was guilty of the offense of sexual abuse of children. As a part
of the plea agreement, Hill agreed to complete a psychosexual evaluation.
The plea
agreement also provided that a pre-sentence investigation would be conducted by a probation
officer and a pre-sentence investigation report (PSI) would be prepared and filed. Hill
acknowledged that the sentencing judge would not be bound by the recommendations of
either party, or of the probation officer, and that he could be sentenced up to the maximum
penalty provided by law.
¶12
Unknown to the State, Hill hired Dr. Donna Zook to conduct a sex offender
evaluation weeks before he signed the plea agreement. Dr. Zook performed the typical tests
associated with a psychosexual evaluation. However, she was not provided with information
concerning Hill’s prior offenses or of his treatment at YTC and Brown School. Dr. Zook
prepared a report in which she concluded Hill needed intense, lifetime supervision and
recommended he be designated a Level 2 sex offender; a moderate risk to reoffend. Later, at
the sentencing hearing, Dr. Zook acknowledged she lacked complete information when
preparing her report, but she did not change her recommendation that Hill be designated a
Level 2 offender.
¶13
In January 2002, years before Hill’s offense against N.T. and after he failed the
programs at YTC and Brown School, Dr. Marla North conducted a psychosexual evaluation
4
of Hill. At the sentencing hearing, Dr. North testified and updated her knowledge. As a part
of her 2002 evaluation, Dr. North reviewed records from YTC and Brown School, stating
Hill reported he had sexual contact with other children while in treatment. In answer to
questions concerning his sexual history, Hill told Dr. North he had sexual contact with 13
different children, and he entered the details of such contacts in a log he completed at Brown
School. Hill told Dr. North he had sexual contact with a 5-year-old boy when he was 13, had
oral and anal sex with a 7- or 8-year-old boy when he was 12, had sexual contact with at
least five boys younger than himself, and had sexual contact with a 14-year-old girl when he
was six or seven, which was his idea.
¶14
A probation officer conducted a pre-sentence investigation and filed a PSI report with
the District Court. A copy was provided to both the prosecutor and Hill. As is required by
§ 46-18-112(1)(a), (b), (e), MCA, the report included information about Hill’s prior offenses
and prior supervision. The PSI mentioned the other offenses noted in Dr. North’s evaluation.
Dr. North’s and Dr. Zook’s written reports were attached.
The PSI also included
information the probation officer discovered regarding another incident where Hill
“cornered” his 16-year-old cousin and tried to have sexual intercourse but she locked herself
in a bathroom until Hill left.
¶15
Also attached to the PSI were police reports and victim impact statements regarding
the dismissed information charging sexual abuse of K.S. The PSI recommended Hill be
sentenced to 60 years in Montana State Prison with all but 20 years suspended, and that he be
designated a Level 3 sex offender.
5
¶16
Prior to the sentencing hearing, the State filed a sentencing memorandum in which it
asked the District Court to consider not only the charge to which Hill pled guilty, but to
consider his entire pattern of behavior, which included information from the dismissed
charge.
¶17
At the sentencing hearing, Hill objected to the District Court considering the
information from the dismissed sexual abuse of children charge and the sexual acts he
admitted to while at Brown School. The details of the objections are discussed below. The
District Court sentenced Hill to 60 years with all but 15 years suspended. The District Court
designated Hill a Level 3 sex offender and a sexually violent predator.
¶18
Hill does not dispute he needs to be supervised for the remainder of his life. Hill
appeals the District Court’s designation of a Level 3 offender and in his brief on appeal asks
that the District Court’s “decision overruling Hill’s objection[s]” be reversed. In response to
a question from the Court at oral argument asking what remedy Hill sought, his counsel
responded that she sought remand so Hill could decide whether to move to withdraw his
guilty plea or to move for specific performance of the plea agreement.
STANDARDS OF REVIEW
¶19
We review a criminal sentence for legality. State v. Montoya, 1999 MT 180, ¶ 15,
295 Mont. 288, 983 P.2d 937.
¶20
The rules of evidence do not apply to sentencing hearings. State v. Walker, 2007 MT
205, ¶ 21, 338 Mont. 529, 167 P.3d 879. Nevertheless, a defendant may not be sentenced
based upon misinformation. Bauer v. State, 1999 MT 185, ¶ 21, 295 Mont. 306, 983 P.2d
955. When the issue on appeal is whether the district court violated the defendant’s
6
constitutional rights at sentencing, the question is a matter of law which is reviewed de novo.
State v. Legg, 2004 MT 26, ¶ 24, 319 Mont. 362, 84 P.3d 648.
¶21
Whether or not a defendant’s privilege against self-incrimination is triggered is a
conclusion of law. Our standard of review of a district court’s conclusions of law is plenary.
We determine whether the district court’s conclusions are correct. State v. Fuller, 276
Mont. 155, 159, 915 P.2d 809, 811 (1996).
¶22
This Court has not previously discussed the standard of review of a district court’s
designation of a sex offender level pursuant to § 46-23-509(3), MCA. As a district court
must exercise considerable discretion in designating a sex offender level, we will review a
sex offender level designation for an abuse of discretion.1
DISCUSSION
¶23
Issue 1: Must Hill’s conviction be reversed because the State violated the plea
agreement by asking the District Court to sentence him more severely based on a dismissed
charge?
¶24
The PSI was filed with the District Court and served on the parties several days before
Hill’s sentencing hearing. This report contained a summary of Hill’s prior offenses, and a
summary of the evaluations of Dr. North and Dr. Zook. It also included the police reports
and statements from the alleged victim of the dismissed information charging sexual abuse
of children, K.S., and her mother.
1
Discretionary sentencing decisions are generally reviewed by the sentence review board. Section
46-18-904, MCA. However, in State v. Mount, 2003 MT 275, ¶ 45, 317 Mont. 481, 78 P.3d 829, we
determined the Sexual or Violent Offender Registration Act is nonpunitive. Thus, a sexual offender
level designation is not a sentencing matter within the purview of the sentence review board.
7
¶25
The day before the sentencing hearing, the prosecutor filed a sentencing
memorandum, reminding the District Court that Hill self-disclosed numerous sexual contacts
with children, that he failed to complete treatment programs, and that treatment providers
assessed Hill as being a serious risk to reoffend. The sentencing memorandum went on to
state:
Punishment of Defendant must be commensurate with the nature and degree of
harm caused by his offense. Defendant is being sentenced here for only the
offense against N.T. However, to forget his other victims would be
inappropriate. In particular, K.S. must not be forgotten. K.S. is the victim in
the companion case, DC-06-100. This charge is being dismissed as part of the
plea bargain between Defendant and the State. This offense is not being
dismissed for lack of evidence nor because of victim cooperation. K.S. is
willing to participate in the prosecution of the case against Defendant and she
has provided a statement to the Court about how Defendant’s offense against
her has impacted her life. (See attached letter to PSI.) The Court must only
sentence Defendant for the Attempted Sexual Intercourse Without Consent for
which he has plead guilty, but it is also necessary for the Court to address
Defendant’s pattern of behavior in offending against other victims not
involved in this offense.
¶26
At the sentencing hearing, Hill objected to the inclusion of the police reports and
victim impact statements from the dismissed sexual abuse of children case in the PSI. Hill
also objected to the State mentioning the dismissed charge in its sentencing memorandum.
Hill’s counsel argued that by including information about the dismissed case, the State
breached the plea bargain agreement. The judge asked counsel whether the objectionable
materials would fall under a sentencing court’s broad mandate to consider information
relating to an appropriate sentence. The judge also inquired if counsel had any legal
authority to support his position that the information must be excluded.
Counsel
acknowledged that a sentencing court would ordinarily be on firm ground in considering the
8
disputed information, but argued that in this case, the State entered into a contract with Hill
and was bound to studiously comply with that contract. The District Court did not rule on
the objection but stated it would “hold that in abeyance.” The District Court never ruled on
the objection.
¶27
A sentencing court may consider “any matter relevant to the disposition” of an
offender. Section 46-18-115(1), MCA. Hill acknowledged that a district court can consider
a wide array of information in sentencing. He did not argue that, generally, a sentencing
court may not hear and consider information concerning a dismissed charge against a
defendant. Hill specifically argued it was a violation of the plea agreement to bring the facts
of the dismissed charge to the court’s attention through the backdoor, by asking the District
Court to consider the dismissed charge in a sentencing memorandum and by including the
police reports and victim impact statements from that charge in the PSI.
¶28
Regarding Hill’s argument on the inclusion of information from the dismissed case in
the PSI, we have clearly stated that a probation or parole officer who prepares a PSI does not
function as an agent of the prosecutor. State v. Bowley, 282 Mont. 298, 311-12, 938 P.2d
592, 600 (1997); State v. Yother, 253 Mont. 128, 136-37, 831 P.2d 1347, 1352 (1992); State
v. Milinovich, 248 Mont. 373, 376, 812 P.2d 338, 340 (1991), overruled on other grounds,
State v. Deserly, 2008 MT 242, 344 Mont. 468, 188 P.3d 1057. The State did not breach the
plea agreement because the probation officer included the police reports and statements of
K.S. and her mother in the PSI.
¶29
Hill again argues on appeal that the State backdoored the plea agreement—and
therefore breached it—when it agreed to, and did, dismiss the charge of sexual abuse of
9
children, then encouraged the court not to forget K.S., said K.S. was willing to testify, and
characterized her as a victim in its sentencing memorandum.2 Prosecutors, as well as
defendants, are bound by the plea agreements they make. Prosecutors who engage in plea
bargaining must meet strict and meticulous standards of both promise and performance.
State v. Rardon, 1999 MT 220, ¶ 14, 296 Mont. 19, 986 P.2d 424 (Rardon I), overruled on
other grounds, State v. Munoz, 2001 MT 85, 305 Mont. 139, 23 P.3d 922. A prosecutor
must give more than lip service to her plea bargain.3 However, there are no hard and fast
criteria defining when a prosecutor has merely paid lip service to a plea agreement as
opposed to when she has fairly, but strongly, presented the State’s case. “Each case stands
or falls on the facts unique to it.” State v. Rardon, 2002 MT 345, ¶ 21, 313 Mont. 321, 61
P.3d 132 (Rardon II).
¶30
In the plea agreement, the State did not agree to refrain from reminding the sentencing
court about Hill’s charge against K.S. Nor does any term of the plea bargain agreement
prevent the State from presenting the facts of the dismissed information at the sentencing
hearing. In her sentencing memo, the prosecutor came dangerously close to breaching the
plea agreement by characterizing K.S. as a victim and stating that the case was not dismissed
because of a lack of evidence. However, the sentencing memorandum also clearly stated
Hill should only be sentenced for the offense to which he pled guilty.
2
Backdoor: an indirect, surreptitious, under-handed, or illegal means or way. Webster’s Third New
International Dictionary: of the English language, unabridged 158 (Philip Babcock Gove et al. eds.,
Merriam-Webster Inc. 2002).
3
Lip service: service consisting only of avowed expressions of adherence, devotion or allegiance;
service by words but not by deeds. Webster’s Third New International Dictionary: of the English
language, unabridged 1319.
10
¶31
We do not conclude the State violated its plea agreement by reminding the District
Court to consider a dismissed charge of which it was already aware. The statutes provide,
and our cases firmly establish, that a sentencing court may consider any relevant evidence
relating to the character of the defendant, his history, his mental and physical condition, and
the broad spectrum of incidents making up his background. This includes other acts, even
those which are dismissed pursuant to a plea bargain agreement. State v. Mason, 2003 MT
371, ¶¶ 23-25, 319 Mont. 117, 82 P.3d 903, overruled on other grounds, State v. Herman,
2008 MT 187, 343 Mont. 494, 188 P.3d 978; State v. Collier, 277 Mont. 46, 63, 919 P.2d
376, 387 (1996); State v. Baldwin, 192 Mont. 521, 524, 629 P.2d 222, 224 (1981).
¶32
Before sentencing a sex offender, a district court is directed to consider a
psychosexual evaluation as well as a PSI. Section 46-18-111(1), MCA. A PSI includes the
circumstances of the offense and the defendant’s history (including his criminal record and
social history). Section 46-18-112, MCA. Psychosexual evaluations can include as much, if
not more, in-depth information on a defendant’s sexual history. Sentencing judges are
directed to consider untoward sexual acts referenced in psychosexual evaluations. Section
46-18-111(1), MCA; Legg, ¶ 33.
¶33
Hill has a long, substantial, and documented history of sexual contacts with children
resulting in opinions of treatment providers, professional evaluators, and probation officers
that he is a danger to the community. Even his own counsel was forced to acknowledge that
Hill should be supervised for the remainder of his life. Under the circumstances of this case,
we conclude the State did not violate the plea bargain agreement in calling the District
Court’s attention to the dismissed charge of sexual abuse of children.
11
¶34
Issue 2: Did the District Court violate Hill’s due process and Fifth Amendment
rights by considering acts which Hill reported while he was in a sexual offender treatment
program?
¶35
Hill asserts the District Court violated his Fifth Amendment right against self-
incrimination when, in sentencing him, it considered evidence of sexual contact with 12 or
13 children he reported while in treatment at Brown School. Hill claims he was compelled
to disclose these contacts under the consent decree entered in Youth Court in 2000. He
argues he was forced to choose between incriminating himself and being discharged from
treatment, which would be a violation of the terms of the consent decree and result in a
substantial penalty.
¶36
All citizens have the right against self incrimination in any criminal proceeding.
Mont. Const. art II, § 25; U.S. Const. amend. V. Generally, a person claiming Fifth
Amendment protection must affirmatively invoke it, or it is deemed waived. Fuller, 276
Mont. at 160, 915 P.2d at 812 (citing Garner v. United States, 424 U.S. 648, 654, 96 S. Ct.
1178, 1182 (1976)). However, if an individual is not free to admit, deny, or refuse to
answer, the privilege can be self-executing and express invocation of the privilege is
unnecessary. Fuller, 276 Mont. at 161, 915 P.2d at 812. In circumstances where an accused
cannot elect to exercise his right to remain silent because he faces substantial penalties if he
chooses not to speak, the State is prevented from using the compelled statements in later
criminal proceedings. This is called a “classic penalty situation.” Minnesota v. Murphy, 465
U.S. 420, 434, 104 S. Ct. 1136, 1145-46 (1984) (cited in Fuller, 276 Mont. at 162, 915 P.2d
at 813).
12
¶37
Hill was not placed in a classic penalty situation. Rather, Hill was in a classic plea
bargain situation. See In re R.L.H., 2005 MT 177, ¶ 38, 327 Mont. 520, 116 P.3d 791. In the
2000 consent decree, the State offered Hill treatment in exchange for his admission to the
offense of misdemeanor assault and his agreement to undergo treatment at YTC. Unlike
Fuller, if Hill declined to reveal his prior sexual contacts, he was not faced with prison.
Fuller, 276 Mont. at 165, 915 P.2d at 815. Hill merely faced being placed in the same
position he was in before accepting the consent decree. This is not a classic penalty
situation. See R.L.H., ¶ 38. In addition, Hill has not faced prosecution for his disclosed acts.
See Fuller, 276 Mont. at 163, 915 P.2d at 814.
¶38
Further, Hill did not face substantial penalties if he failed to disclose his prior sexual
contacts. He reported this information as a part of his treatment at Brown School after he
already violated the consent decree by being ousted from YTC. There is nothing in the
record indicating he faced revocation of the consent decree if he simply declined to admit
these sexual contacts while at Brown School. See Fuller, 276 Mont. at 163-64, 915 P.2d at
814. To the contrary, even though YTC terminated him, the consent decree was not revoked.
Nor was it revoked when Hill did not complete treatment at Brown School. True, the remote
possibility existed that a juvenile probation officer would place him in juvenile detention for
ten days. However, considering Hill’s history and situation, we can hardly conclude this was
a substantial enough penalty to create a classic penalty situation.
¶39
The District Court did not err in considering information concerning Hill’s character,
history, mental and physical condition, and background, which included Dr. North’s
psychosexual evaluation noting Hill’s self-reported sexual contacts with 12 or 13 children.
13
¶40
Issue 3: Did the District Court err by designating Hill a Level 3 sex offender?
¶41
Hill claims the District Court erred in designating him a Level 3 sex offender because
it relied on testimony from Dr. North instead of Dr. Zook. Alternatively, Hill contends that
Dr. North did not specifically state Hill was a “sexually violent predator,” and this precludes
the District Court from designating him a Level 3 offender.
¶42
Section 46-23-509, MCA, provides:
(2) Prior to sentencing of a person convicted of a sexual offense, the
department or a sexual offender evaluator shall provide the court with a sexual
offender evaluation report recommending one of the following levels of
designation for the offender:
(a)
level 1, the risk of a repeat sexual offense is low;
(b)
level 2, the risk of a repeat sexual offense is moderate;
(c)
level 3, the risk of a repeat sexual offense is high, there is a threat to
public safety, and the sexual offender evaluator believes that the
offender is a sexually violent predator.
(3) Upon sentencing the offender, the court shall:
(a)
review the sexual offender evaluation report, any statement by a victim,
and any statement by the offender;
(b)
designate the offender as level 1, 2, or 3; and
(c)
designate a level 3 offender as a sexually violent predator.
The statute does not require the sentencing court to accept the recommendation of the sexual
offender evaluation. The district court makes the designation in the exercise of its discretion.
A district court abuses its discretion when it “acts arbitrarily without employment of
conscientious judgment or exceeds the bounds of reason, resulting in substantial injustice.”
State v. Rovin, 2009 MT 16, ¶ 23, 349 Mont. 57, 201 P.3d 780.
¶43
Hill had a history of multiple sexual contacts with young children of both sexes
spanning at least seven years. He admitted to multiple sexual assaults, failed two sexual
14
offender treatment programs, returned to the community and then committed the felony
offense for which he was being sentenced. Dr. North determined he was at a high risk to
reoffend. The author of the PSI concluded Hill should be designated a Level 3 offender as
he was a danger to the community. Dr. Zook and Hill’s counsel acknowledged he needed
supervision for the remainder of his life. Based on the information before it, the District
Court found Hill to be a danger to young children and designated him a Level 3 sexual
offender. Such a designation is not an abuse of discretion.
¶44
The judgment of the District Court is affirmed.
/S/ JOHN WARNER
We Concur:
/S/ JIM RICE
/S/ BRIAN MORRIS
/S/ KURT KRUEGER
Concurring
Patricia Cotter
District Court Judge Kurt Krueger sitting
for former Chief Justice Karla M. Gray
Justice Patricia O. Cotter concurs.
¶45
I concur in the Court’s resolution of Issues Two and Three. Although I concur in the
ultimate result of the Court’s decision on Issue One, I strongly disagree with the analysis
leading to that result.
¶46
As noted by the Court at ¶ 31, this Court concluded in State v. Mason, 2003 MT 371,
319 Mont. 117, 82 P.3d 903 that it was permissible for a district court at sentencing to
15
consider evidence that the defendant had committed other crimes or acts, even if those
crimes were simply charged and then dismissed pursuant to a plea bargain agreement. Thus,
a court may consider at sentencing ostensible crimes or misconduct which has neither been
admitted by the defendant nor proven by the State to have occurred. I joined Justice
Leaphart’s dissent from that decision, and continue to believe the Court’s decision in this
regard is wrong. However, I recognize that this is nonetheless the law of this state.
¶47
Notably, Mason premised his challenge to the district court’s consideration of the
other crimes evidence on due process grounds. Mason, ¶ 15. Here, by contrast, Hill
expressly challenges the inclusion of the dismissed charge in the State’s presentation to the
District Court at sentencing, as a breach of the plea bargain agreement. I would conclude the
State did breach the plea agreement.
¶48
The Court says that the plea agreement does not preclude the State from presenting
the facts of the dismissed information at sentencing. We then say the prosecutor “came
dangerously close to breaching the plea agreement by characterizing K.S. as a victim and
stating that the case was not dismissed because of a lack of evidence.” (Opinion, ¶ 30), but
we then conclude she didn’t come close enough. With due respect, the prosecutor crossed
the line we have set for plea bargain enforcement, and we have wrongly countenanced that
conduct.
¶49
We have repeatedly held that a plea agreement is a contract between the State and the
defendant, and is subject to contract law standards. State v. Rardon, 2002 MT 345, ¶ 18, 313
Mont. 321, 61 P.3d 132 (Rardon II). We have also said that the State may not retain the
benefit of its plea bargain agreement, but avoid its obligation. Rardon II, ¶ 18 (citing State v.
16
Bowley, 282 Mont. 298, 314, 938 P.2d 592, 601 (1997) (Trieweiler, J., specially
concurring)). Here, the State quite plainly both retained the benefit of its plea agreement and
avoided its obligation when it agreed in exchange for Hill’s plea to dismiss the information
alleging sexual abuse of children, but then turned around and used the dismissed information
evidence to buttress its sentencing argument. When the State told the District Court it must
not forget that the defendant had victimized K.S., that the case against Hill for the offense
was strong, and that K.S. had been substantially impacted by the crime, it hardly complied
with the “strict and meticulous standards of both promise and performance” which we have
held are attendant to plea agreements. Rardon II, ¶ 18.
¶50
In Rardon II, we held that soliciting evidence in an effort to enhance a sentence
undercut the recommended disposition which formed the consideration for the plea
agreement, and that such conduct was unacceptable.
Rardon II, ¶22.
It is simply
disingenuous to say, as we do here, that offering evidence gleaned from a charge that was
dismissed as consideration for a plea of guilty does not amount to a breach of the plea
agreement. Clearly, the consideration for Hill’s plea was dismissal of the very charge which
the State then resurrected in its endeavor to enhance Hill’s sentence. I would conclude there
was a failure of consideration as a result of the State’s conduct.
¶51
When consideration fails, the failure constitutes a material breach of the contract,
which gives rise to the equitable remedy of rescission of the agreement. Norwood v. Service
Distributing, Inc., 2000 MT 4, ¶¶ 32-33, 297 Mont. 473, 994 P.2d 25. In State v. Rardon,
1999 MT 220, 296 Mont. 19, 986 P.2d 424 (Rardon I), we held that where the government
breaches a plea agreement, the defendant may seek to withdraw his guilty plea or seek
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specific performance of the plea agreement. Rardon I, ¶ 13. Here, however, Hill did not
seek either remedy in the District Court, nor did he do so in his briefs on appeal to this Court,
seeking instead only to reverse his conviction. Because he did not seek rescission or specific
performance in the District Court, we will not consider such a request made for the first time
on appeal. Whitehorn v. Whitehorn Farms, Inc., 2008 MT 361, ¶ 21, 346 Mont. 394, 195
P.3d 836 (quotation omitted) (“The general rule in Montana is that this Court will not
address either an issue raised for the first time on appeal or a party’s change in legal
theory.”). It is for this reason alone that I concur in the ultimate result reached by the Court
as to Issue One.
¶52
I concur.
/S/ PATRICIA COTTER
Justice James C. Nelson and Justice W. William Leaphart join in the Concurrence of
Justice Patricia O. Cotter.
/S/ JAMES C. NELSON
/S/ W. WILLIAM LEAPHART
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